<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/05/15?registers=between Thu, 21 Nov 2024 17:40:23 -0800 Thu, 21 Nov 2024 17:40:23 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/05/15?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of ETFS Gold Trust https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11397.html https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11397.html Fri, 15 May 2009 00:00:00 -0700 E9-11397 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-15/pdf/E9-11397.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11361.html https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11361.html Fri, 15 May 2009 00:00:00 -0700 E9-11361 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-15/pdf/E9-11361.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Appointments and Obligations of CBSX DPMs https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11360.html https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11360.html Fri, 15 May 2009 00:00:00 -0700 E9-11360 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-15/pdf/E9-11360.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Implement a Cap on Certain Fees for Members https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11359.html https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11359.html Fri, 15 May 2009 00:00:00 -0700 E9-11359 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-15/pdf/E9-11359.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11358.html https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11358.html Fri, 15 May 2009 00:00:00 -0700 E9-11358 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-15/pdf/E9-11358.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Increasing Transaction Fees for Linkage Inbound Principal Orders and Principal Acting as Agent Orders https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11357.html https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11357.html Fri, 15 May 2009 00:00:00 -0700 E9-11357 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-15/pdf/E9-11357.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Implementing a Cap on Vendors' Administrative Charges for NYSE OpenBook https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11356.html https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11356.html Fri, 15 May 2009 00:00:00 -0700 E9-11356 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-15/pdf/E9-11356.pdf