Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/05/15?limit=200&registers=between&mode=atom 2024-11-21T17:23:54-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11397.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of ETFS Gold Trust 2009-05-15T00:00:00-07:00 2009-05-15T00:00:00-07:00 E9-11397 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-15/pdf/E9-11397.pdf https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11361.html Notice - Submission for OMB Review; Comment Request 2009-05-15T00:00:00-07:00 2009-05-15T00:00:00-07:00 E9-11361 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-15/pdf/E9-11361.pdf https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11360.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding Appointments and Obligations of CBSX DPMs 2009-05-15T00:00:00-07:00 2009-05-15T00:00:00-07:00 E9-11360 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-15/pdf/E9-11360.pdf https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11359.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Implement a Cap on Certain Fees for Members 2009-05-15T00:00:00-07:00 2009-05-15T00:00:00-07:00 E9-11359 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-15/pdf/E9-11359.pdf https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11358.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change 2009-05-15T00:00:00-07:00 2009-05-15T00:00:00-07:00 E9-11358 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-15/pdf/E9-11358.pdf https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11357.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Increasing Transaction Fees for Linkage Inbound Principal Orders and Principal Acting as Agent Orders 2009-05-15T00:00:00-07:00 2009-05-15T00:00:00-07:00 E9-11357 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-15/pdf/E9-11357.pdf https://regulations.justia.com/regulations/fedreg/2009/05/15/E9-11356.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Implementing a Cap on Vendors' Administrative Charges for NYSE OpenBook 2009-05-15T00:00:00-07:00 2009-05-15T00:00:00-07:00 E9-11356 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-15/pdf/E9-11356.pdf