Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/05/12?limit=200&registers=between&mode=atom 2024-11-24T04:34:09-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-11100.html Notice - Sunshine Act Meeting 2009-05-12T00:00:00-07:00 2009-05-12T00:00:00-07:00 E9-11100 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-12/pdf/E9-11100.pdf https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10998.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the Trade Reporting File Upload Service and Related Fees 2009-05-12T00:00:00-07:00 2009-05-12T00:00:00-07:00 E9-10998 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-12/pdf/E9-10998.pdf https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10997.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees 2009-05-12T00:00:00-07:00 2009-05-12T00:00:00-07:00 E9-10997 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-12/pdf/E9-10997.pdf https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10996.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume Discount Given to Market Makers 2009-05-12T00:00:00-07:00 2009-05-12T00:00:00-07:00 E9-10996 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-12/pdf/E9-10996.pdf https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10995.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM 2009-05-12T00:00:00-07:00 2009-05-12T00:00:00-07:00 E9-10995 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-12/pdf/E9-10995.pdf https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10994.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. 2009-05-12T00:00:00-07:00 2009-05-12T00:00:00-07:00 E9-10994 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-12/pdf/E9-10994.pdf https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10993.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of Options Transaction Charge for Customer Executions in Options on RUT, RMN, MNX and NDX 2009-05-12T00:00:00-07:00 2009-05-12T00:00:00-07:00 E9-10993 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-12/pdf/E9-10993.pdf