Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/05/06?limit=200®isters=between&mode=atom2024-11-24T04:35:55-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10464.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend the Articles of Organization and By-Laws of Boston Stock Exchange Clearing Corporation2009-05-06T00:00:00-07:002009-05-06T00:00:00-07:00E9-10464Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10464.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10449.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.76A Order Execution-OX2009-05-06T00:00:00-07:002009-05-06T00:00:00-07:00E9-10449Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10449.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10448.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Stock as Margin2009-05-06T00:00:00-07:002009-05-06T00:00:00-07:00E9-10448Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10448.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10447.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to Quoting Requirements for Streaming Quote Traders, Remote Streaming Quote Traders and Specialists2009-05-06T00:00:00-07:002009-05-06T00:00:00-07:00E9-10447Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10447.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10446.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow2009-05-06T00:00:00-07:002009-05-06T00:00:00-07:00E9-10446Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10446.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10445.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of Listing Standards for Managed Trust Securities and the Listing and Trading of Shares of the iShares® Diversified Alternatives Trust2009-05-06T00:00:00-07:002009-05-06T00:00:00-07:00E9-10445Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10445.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10428.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center2009-05-06T00:00:00-07:002009-05-06T00:00:00-07:00E9-10428Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10428.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10427.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Regarding Initial and Annual Listing Fees for Securities Listed and Traded on the NYSE Bonds System2009-05-06T00:00:00-07:002009-05-06T00:00:00-07:00E9-10427Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10427.pdfhttps://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10401.htmlNotice - Order Making Fiscal Year 2010 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 19342009-05-06T00:00:00-07:002009-05-06T00:00:00-07:00E9-10401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10401.pdf