Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/05/06?limit=200&registers=between&mode=atom 2024-05-22T09:34:05-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10464.html Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend the Articles of Organization and By-Laws of Boston Stock Exchange Clearing Corporation 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10464 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10464.pdf https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10449.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.76A Order Execution-OX 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10449 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10449.pdf https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10448.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Stock as Margin 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10448 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10448.pdf https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10447.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to Quoting Requirements for Streaming Quote Traders, Remote Streaming Quote Traders and Specialists 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10447 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10447.pdf https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10446.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10446 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10446.pdf https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10445.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of Listing Standards for Managed Trust Securities and the Listing and Trading of Shares of the iShares® Diversified Alternatives Trust 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10445 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10445.pdf https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10428.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10428 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10428.pdf https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10427.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Regarding Initial and Annual Listing Fees for Securities Listed and Traded on the NYSE Bonds System 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10427 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10427.pdf https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10401.html Notice - Order Making Fiscal Year 2010 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 1934 2009-05-06T00:00:00-07:00 2009-05-06T00:00:00-07:00 E9-10401 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10401.pdf