<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/05/04?registers=between Thu, 21 Nov 2024 16:28:52 -0800 Thu, 21 Nov 2024 16:28:52 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/05/04?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the Panel Composition Rules of the Code of Arbitration Procedure for Industry Disputes https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10172.html https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10172.html Mon, 04 May 2009 00:00:00 -0700 E9-10172 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-04/pdf/E9-10172.pdf Rule - Delegation of Authority to the General Counsel https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10123.html https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10123.html Mon, 04 May 2009 00:00:00 -0700 E9-10123 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-05-04/pdf/E9-10123.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Permanently Establish the Short Term Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10120.html https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10120.html Mon, 04 May 2009 00:00:00 -0700 E9-10120 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-04/pdf/E9-10120.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the Exchange's Timely Alert Policy https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10119.html https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10119.html Mon, 04 May 2009 00:00:00 -0700 E9-10119 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-04/pdf/E9-10119.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying Rule 7050 Governing Pricing for The NASDAQ Options Market (“NOM”) https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10118.html https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10118.html Mon, 04 May 2009 00:00:00 -0700 E9-10118 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-04/pdf/E9-10118.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change Relating to Expanding the Scope and Timing To Collect and Pass-Through Fees Owed by Participants to American Depositary Receipt Agents https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10117.html https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10117.html Mon, 04 May 2009 00:00:00 -0700 E9-10117 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-04/pdf/E9-10117.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To List and Trade Shares of the Grail American Beacon Large Cap Value ETF https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10116.html https://regulations.justia.com/regulations/fedreg/2009/05/04/E9-10116.html Mon, 04 May 2009 00:00:00 -0700 E9-10116 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-04/pdf/E9-10116.pdf