<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/04/24?registers=between Thu, 23 May 2024 11:13:52 -0700 Thu, 23 May 2024 11:13:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/04/24?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Implementing the NYSE Arca Realtime Reference Prices Service on a Permanent Basis https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9402.html https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9402.html Fri, 24 Apr 2009 00:00:00 -0700 E9-9402 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-24/pdf/E9-9402.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc., Order Approving Proposed Rule Change Relating to the Nomination and Election of Candidates for Governor and Independent Governor https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9389.html https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9389.html Fri, 24 Apr 2009 00:00:00 -0700 E9-9389 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-24/pdf/E9-9389.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Its Obvious Error Rules https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9388.html https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9388.html Fri, 24 Apr 2009 00:00:00 -0700 E9-9388 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-24/pdf/E9-9388.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Implementing NYSE Realtime Reference Price Service on a Permanent Basis https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9387.html https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9387.html Fri, 24 Apr 2009 00:00:00 -0700 E9-9387 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-24/pdf/E9-9387.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 1122 (Filing of Misleading Information as to Membership or Registration) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9386.html https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9386.html Fri, 24 Apr 2009 00:00:00 -0700 E9-9386 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-24/pdf/E9-9386.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the ETFS Silver Trust https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9385.html https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9385.html Fri, 24 Apr 2009 00:00:00 -0700 E9-9385 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-24/pdf/E9-9385.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments Involving Best Execution and Interpositioning https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9374.html https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9374.html Fri, 24 Apr 2009 00:00:00 -0700 E9-9374 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-24/pdf/E9-9374.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish InterACT, a New Service, and Related Fees. https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9373.html https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9373.html Fri, 24 Apr 2009 00:00:00 -0700 E9-9373 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-24/pdf/E9-9373.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 1010 (Electronic Filing Requirements for Uniform Forms) and 2263 (Arbitration Disclosure to Associated Persons Signing or Acknowledging Form U4) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9372.html https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9372.html Fri, 24 Apr 2009 00:00:00 -0700 E9-9372 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-24/pdf/E9-9372.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9370.html https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9370.html Fri, 24 Apr 2009 00:00:00 -0700 E9-9370 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-24/pdf/E9-9370.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Amendment to Board Rules Relating to Inspections https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9367.html https://regulations.justia.com/regulations/fedreg/2009/04/24/E9-9367.html Fri, 24 Apr 2009 00:00:00 -0700 E9-9367 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-24/pdf/E9-9367.pdf