Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/04/20?limit=200&registers=between&mode=atom 2024-12-12T06:13:39-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8977.html Proposed Rule - Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8977 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8977.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8965.html Notice - Triangle Capital Corporation; Notice of Application 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8965 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8965.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8964.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fee Schedule 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8964 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8964.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8963.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Accommodate the Clearance and Settlement of Metals Futures and Options on Metals Futures Traded on NYSE Liffe 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8963 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8963.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8962.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8962 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8962.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8961.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500® Index 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8961 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8961.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8960.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.62 To Offer WAIT Modifier, PNP Plus Orders and Allow the Use of Attributable Orders 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8960 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8960.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8886.html Notice - Order Approving Increase to Public Company Accounting Oversight Board Annual Accounting Support Fee for Calendar Year 2009 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8886 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8886.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8879.html Notice - Submission for OMB Review; Comment Request 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8879 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8879.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8878.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC and NYSE Alternext US LLC (n/k/a NYSE Amex LLC); Order Granting Approval of Proposed Rule Changes Amending Rule 123C to Provide the Exchanges with the Ability to Temporarily Suspend Certain Requirements Relating to the Closing of Securities on the Exchange 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8878 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8878.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8877.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt IM-2830-1 (“Breakpoint” Sales) in the Consolidated FINRA Rulebook 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8877 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8877.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8876.html Notice - Submission for OMB Review; Comment Request 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8876 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8876.pdf https://regulations.justia.com/regulations/fedreg/2009/04/20/E9-8730.html Proposed Rule - Amendments to Regulation SHO 2009-04-20T00:00:00-07:00 2009-04-20T00:00:00-07:00 E9-8730 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-04-20/pdf/E9-8730.pdf