<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/04/16?registers=between Wed, 23 Apr 2025 10:29:10 -0700 Wed, 23 Apr 2025 10:29:10 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/04/16?registers=between Notice - Poseidis, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8829.html https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8829.html Thu, 16 Apr 2009 00:00:00 -0700 E9-8829 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8829.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change Relating to Zero Bid Orders on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8737.html https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8737.html Thu, 16 Apr 2009 00:00:00 -0700 E9-8737 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8737.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Rescinding NYSE Rule 110 Which Establishes the Role of Competitive Traders and Exchange Rule 107A Which Establishes the Role of the Registered Competitive Market Makers https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8732.html https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8732.html Thu, 16 Apr 2009 00:00:00 -0700 E9-8732 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8732.pdf Notice - Roundtable on Oversight of Credit Rating Agencies https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8704.html https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8704.html Thu, 16 Apr 2009 00:00:00 -0700 E9-8704 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8704.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Available an NYSE Amex Order Imbalance Information Datafeed as a Separate, Stand-Alone Market Data Product https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8683.html https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8683.html Thu, 16 Apr 2009 00:00:00 -0700 E9-8683 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8683.pdf Notice - Self-Regulatory Organizations; One Chicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Eliminating the $3 Market Price Maintenance Standard https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8658.html https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8658.html Thu, 16 Apr 2009 00:00:00 -0700 E9-8658 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8658.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 975NY-Obvious Errors and Catastrophic Errors https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8657.html https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8657.html Thu, 16 Apr 2009 00:00:00 -0700 E9-8657 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8657.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Expand TRACE To Include Agency Debt Securities and Primary Market Transactions https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8656.html https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8656.html Thu, 16 Apr 2009 00:00:00 -0700 E9-8656 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8656.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt Incorporated NYSE Rule 406 (Designation of Accounts) as a FINRA Rule in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8655.html https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8655.html Thu, 16 Apr 2009 00:00:00 -0700 E9-8655 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8655.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8589.html https://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8589.html Thu, 16 Apr 2009 00:00:00 -0700 E9-8589 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8589.pdf