Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/04/16?limit=200®isters=between&mode=atom2024-12-12T06:19:19-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8829.htmlNotice - Poseidis, Inc.; Order of Suspension of Trading2009-04-16T00:00:00-07:002009-04-16T00:00:00-07:00E9-8829Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8829.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8737.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving a Proposed Rule Change Relating to Zero Bid Orders on the Boston Options Exchange Facility2009-04-16T00:00:00-07:002009-04-16T00:00:00-07:00E9-8737Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8737.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8732.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Rescinding NYSE Rule 110 Which Establishes the Role of Competitive Traders and Exchange Rule 107A Which Establishes the Role of the Registered Competitive Market Makers2009-04-16T00:00:00-07:002009-04-16T00:00:00-07:00E9-8732Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8732.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8704.htmlNotice - Roundtable on Oversight of Credit Rating Agencies2009-04-16T00:00:00-07:002009-04-16T00:00:00-07:00E9-8704Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8704.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8683.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Available an NYSE Amex Order Imbalance Information Datafeed as a Separate, Stand-Alone Market Data Product2009-04-16T00:00:00-07:002009-04-16T00:00:00-07:00E9-8683Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8683.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8658.htmlNotice - Self-Regulatory Organizations; One Chicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Eliminating the $3 Market Price Maintenance Standard2009-04-16T00:00:00-07:002009-04-16T00:00:00-07:00E9-8658Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8658.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8657.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 975NY-Obvious Errors and Catastrophic Errors2009-04-16T00:00:00-07:002009-04-16T00:00:00-07:00E9-8657Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8657.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8656.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Expand TRACE To Include Agency Debt Securities and Primary Market Transactions2009-04-16T00:00:00-07:002009-04-16T00:00:00-07:00E9-8656Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8656.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8655.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt Incorporated NYSE Rule 406 (Designation of Accounts) as a FINRA Rule in the Consolidated FINRA Rulebook2009-04-16T00:00:00-07:002009-04-16T00:00:00-07:00E9-8655Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8655.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/16/E9-8589.htmlRule - Adoption of Updated EDGAR Filer Manual2009-04-16T00:00:00-07:002009-04-16T00:00:00-07:00E9-8589Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-16/pdf/E9-8589.pdf