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https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/04/09?registers=between
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Sun, 13 Apr 2025 01:22:35 -0700
Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/04/09?registers=between
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Notice - Phoenix Life Insurance Company, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8068.html
https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8068.html
Thu, 09 Apr 2009 00:00:00 -0700
E9-8068
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-8068.pdf
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Notice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8067.html
https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8067.html
Thu, 09 Apr 2009 00:00:00 -0700
E9-8067
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-8067.pdf
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Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations of Second Market Competitive Market Makers
https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8066.html
https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8066.html
Thu, 09 Apr 2009 00:00:00 -0700
E9-8066
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-8066.pdf
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Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend its Rules Prohibiting Members From Functioning as Market Makers
https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8002.html
https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8002.html
Thu, 09 Apr 2009 00:00:00 -0700
E9-8002
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-8002.pdf
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Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Amend the By-Laws, Rules and Option Floor Procedure Advices of NASDAQ OMX PHLX, Inc.
https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8001.html
https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8001.html
Thu, 09 Apr 2009 00:00:00 -0700
E9-8001
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-8001.pdf
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Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8000.html
https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8000.html
Thu, 09 Apr 2009 00:00:00 -0700
E9-8000
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-8000.pdf
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Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees
https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-7998.html
https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-7998.html
Thu, 09 Apr 2009 00:00:00 -0700
E9-7998
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-7998.pdf