Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/04/08?limit=200®isters=between&mode=atom2024-12-17T22:41:15-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7978.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the FINRA Regulation Board Composition and Conforming Changes to the FINRA Regulation By-Laws2009-04-08T00:00:00-07:002009-04-08T00:00:00-07:00E9-7978Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7978.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7977.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Implement a Maturity Presentment Pend Function to Replace the Maturity Presentment Contingency System2009-04-08T00:00:00-07:002009-04-08T00:00:00-07:00E9-7977Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7977.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7976.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule Applicable to International Securities Exchange Members2009-04-08T00:00:00-07:002009-04-08T00:00:00-07:00E9-7976Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7976.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7975.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Fee Schedule2009-04-08T00:00:00-07:002009-04-08T00:00:00-07:00E9-7975Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7975.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7974.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations2009-04-08T00:00:00-07:002009-04-08T00:00:00-07:00E9-7974Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7974.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7973.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Formally Adopting and Codifying Its Wireless Data Communications Initiatives2009-04-08T00:00:00-07:002009-04-08T00:00:00-07:00E9-7973Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7973.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7929.htmlNotice - Sunshine Act Meeting2009-04-08T00:00:00-07:002009-04-08T00:00:00-07:00E9-7929Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7929.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7871.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Modify Its Annual Report Distribution Requirements2009-04-08T00:00:00-07:002009-04-08T00:00:00-07:00E9-7871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7871.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7870.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend Until August 31, 2009, the Application of the NYSE Arca Transfer Standard2009-04-08T00:00:00-07:002009-04-08T00:00:00-07:00E9-7870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7870.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7869.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System2009-04-08T00:00:00-07:002009-04-08T00:00:00-07:00E9-7869Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7869.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7868.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Implementing a Cap on Vendors' Administrative Charges for NYSE OpenBook2009-04-08T00:00:00-07:002009-04-08T00:00:00-07:00E9-7868Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7868.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7866.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules2009-04-08T00:00:00-07:002009-04-08T00:00:00-07:00E9-7866Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7866.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7865.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Increasing Linkage Inbound Principal Orders and Principal Acting as Agent Orders2009-04-08T00:00:00-07:002009-04-08T00:00:00-07:00E9-7865Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7865.pdf