Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/04/07?limit=200&registers=between&mode=atom 2024-05-23T06:16:43-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7984.html Notice - In the Matter of Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc. (n/k/a Reality Racing, Inc.), Yes! Entertainment Corp., and Yifan Communications, Inc.; Order of Suspension of Trading 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7984 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7984.pdf https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7848.html Notice - Sunshine Act Meeting 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7848 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7848.pdf https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7836.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Data Fees 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7836 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7836.pdf https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7834.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending Its Limited Liability Company Operating Agreement and the Bylaws of Its Wholly-Owned Subsidiary NYSE Market, Inc. To Eliminate, in Each Case, a Requirement That Not Less Than Two Members of the Board of Directors Must Qualify as “Non-Affiliated Directors” and a Related Requirement That Not Less Than Two Members of the Board of Directors Must Qualify as “Fair Representation Candidates” 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7834 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7834.pdf https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7833.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Primary Market” 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7833 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7833.pdf https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7832.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Transaction Fees for the New York Block Exchange 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7832 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7832.pdf https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7831.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Deleting Rule 936C, Cancellation and Adjustment of Index Option Transactions 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7831 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7831.pdf https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7778.html Rule - Interactive Data To Improve Financial Reporting 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7778 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7778.pdf https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7776.html Notice - Bridgeway Capital Management, Inc.; Notice of Application 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7776 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7776.pdf https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7775.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7775 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7775.pdf https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7774.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Flexibly Structured Options 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7774 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7774.pdf https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7773.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Tolling Provisions in Rules 12206 and 13206 of the Codes of Arbitration Procedure for Customer and Industry Disputes 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7773 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7773.pdf https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7732.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Equities Rule 48.10 To Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange To Declare an Extreme Market Volatility Condition and Suspend Certain Exchange Requirements Relating to the Closing of Securities at the Exchange 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7732 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7732.pdf https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7711.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 48.10 To Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange To Declare an Extreme Market Volatility Condition and Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7711 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7711.pdf https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7710.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Commodity Options 2009-04-07T00:00:00-07:00 2009-04-07T00:00:00-07:00 E9-7710 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7710.pdf