<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/04/02?registers=between Tue, 15 Apr 2025 18:13:54 -0700 Tue, 15 Apr 2025 18:13:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/04/02?registers=between Notice - Joint Industry Plan; Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., NYSE Amex LLC, and NYSE Arca, Inc.; Notice of Filing of Proposed Options Order Protection and Locked/Crossed Market Plan https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7410.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7410.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7410 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7410.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Permit Fees https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7409.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7409.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7409 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7409.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7408.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7408.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7408 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7408.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7371.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7371.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7371 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7371.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Option Trading Rules in Order To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7370.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7370.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7370 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7370.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7356.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7356.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7356 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7356.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7355.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7355.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7355 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7355.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7354.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7354.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7354 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7354.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to Reduction of Certain Order Handling and Exposure Periods on the Boston Options Exchange Facility From Three Seconds to One Second https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7353.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7353.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7353 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7353.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7352.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7352.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7352 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7352.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7351.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7351.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7351 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7351.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access System (EMMA®) and Amendments to MSRB Rules G-32 and G-36 https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7340.html https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7340.html Thu, 02 Apr 2009 00:00:00 -0700 E9-7340 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7340.pdf