Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/04/02?limit=200®isters=between&mode=atom2024-12-04T11:31:17-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7410.htmlNotice - Joint Industry Plan; Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., NYSE Amex LLC, and NYSE Arca, Inc.; Notice of Filing of Proposed Options Order Protection and Locked/Crossed Market Plan2009-04-02T00:00:00-07:002009-04-02T00:00:00-07:00E9-7410Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7410.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7409.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Permit Fees2009-04-02T00:00:00-07:002009-04-02T00:00:00-07:00E9-7409Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7409.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7408.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program on the Boston Options Exchange Facility2009-04-02T00:00:00-07:002009-04-02T00:00:00-07:00E9-7408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7408.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7371.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program2009-04-02T00:00:00-07:002009-04-02T00:00:00-07:00E9-7371Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7371.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7370.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Option Trading Rules in Order To Extend the Penny Pilot Program2009-04-02T00:00:00-07:002009-04-02T00:00:00-07:00E9-7370Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7370.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7356.htmlNotice - Submission for OMB Review; Comment Request2009-04-02T00:00:00-07:002009-04-02T00:00:00-07:00E9-7356Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7356.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7355.htmlNotice - Submission for OMB Review; Comment Request2009-04-02T00:00:00-07:002009-04-02T00:00:00-07:00E9-7355Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7355.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7354.htmlNotice - Submission for OMB Review; Comment Request2009-04-02T00:00:00-07:002009-04-02T00:00:00-07:00E9-7354Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7354.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7353.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to Reduction of Certain Order Handling and Exposure Periods on the Boston Options Exchange Facility From Three Seconds to One Second2009-04-02T00:00:00-07:002009-04-02T00:00:00-07:00E9-7353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7353.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7352.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program2009-04-02T00:00:00-07:002009-04-02T00:00:00-07:00E9-7352Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7352.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7351.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program2009-04-02T00:00:00-07:002009-04-02T00:00:00-07:00E9-7351Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7351.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7340.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access System (EMMA®) and Amendments to MSRB Rules G-32 and G-362009-04-02T00:00:00-07:002009-04-02T00:00:00-07:00E9-7340Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7340.pdf