<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 03:06:26 -0700 Thu, 23 May 2024 03:06:26 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03?registers=between&min-day=1&max-day=31 Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/03/31/E9-7089.html https://regulations.justia.com/regulations/fedreg/2009/03/31/E9-7089.html Tue, 31 Mar 2009 00:00:00 -0700 E9-7089 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-31/pdf/E9-7089.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/03/31/E9-7088.html https://regulations.justia.com/regulations/fedreg/2009/03/31/E9-7088.html Tue, 31 Mar 2009 00:00:00 -0700 E9-7088 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-31/pdf/E9-7088.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/03/31/E9-7087.html https://regulations.justia.com/regulations/fedreg/2009/03/31/E9-7087.html Tue, 31 Mar 2009 00:00:00 -0700 E9-7087 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-31/pdf/E9-7087.pdf Notice - MetLife Insurance Company of Connecticut, et al. https://regulations.justia.com/regulations/fedreg/2009/03/31/E9-7086.html https://regulations.justia.com/regulations/fedreg/2009/03/31/E9-7086.html Tue, 31 Mar 2009 00:00:00 -0700 E9-7086 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-31/pdf/E9-7086.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change To Establish New Fees for Services Available to Members and Non-Members https://regulations.justia.com/regulations/fedreg/2009/03/31/E9-7085.html https://regulations.justia.com/regulations/fedreg/2009/03/31/E9-7085.html Tue, 31 Mar 2009 00:00:00 -0700 E9-7085 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-31/pdf/E9-7085.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/03/30/E9-6964.html https://regulations.justia.com/regulations/fedreg/2009/03/30/E9-6964.html Mon, 30 Mar 2009 00:00:00 -0700 E9-6964 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-30/pdf/E9-6964.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Modifications https://regulations.justia.com/regulations/fedreg/2009/03/30/E9-6963.html https://regulations.justia.com/regulations/fedreg/2009/03/30/E9-6963.html Mon, 30 Mar 2009 00:00:00 -0700 E9-6963 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-30/pdf/E9-6963.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operative Date of NYSE Rule 92(c)(3) From March 31, 2009 to July 31, 2009 https://regulations.justia.com/regulations/fedreg/2009/03/30/E9-6962.html https://regulations.justia.com/regulations/fedreg/2009/03/30/E9-6962.html Mon, 30 Mar 2009 00:00:00 -0700 E9-6962 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-30/pdf/E9-6962.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operative Date of Rule 92(c)(3) From March 31, 2009 to July 31, 2009 https://regulations.justia.com/regulations/fedreg/2009/03/30/E9-6961.html https://regulations.justia.com/regulations/fedreg/2009/03/30/E9-6961.html Mon, 30 Mar 2009 00:00:00 -0700 E9-6961 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-30/pdf/E9-6961.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6832.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6832.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6832 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6832.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.37A-Obligations of Market Makers-OX https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6831.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6831.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6831 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6831.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Proposed Changes to Forms U4 and U5 https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6830.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6830.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6830 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6830.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Amending NYSE Alternext Equities Rule 124 To Execute the Odd-Lot Portion of a Part of a Round-Lot Order Pursuant to the Same Pricing Methodology Used for Odd-Lot Orders https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6829.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6829.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6829 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6829.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 124 To Execute the Odd-Lot Portion of a Part of a Round-Lot Order Pursuant to the Same Pricing Methodology Used for Odd-Lot Orders https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6828.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6828.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6828 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6828.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Certificate of Incorporation To Increase Preferred Shares Issuance https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6827.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6827.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6827 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6827.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Administration of Certain Rules in Respect of Index Data Dissemination https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6826.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6826.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6826 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6826.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.47 To Remove Obsolete Text Related to the SizeQuote Pilot Program https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6825.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6825.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6825 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6825.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6723.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6723.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6723 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6723.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Establish Fees for NYSE Trades https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6722.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6722.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6722 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6722.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Tiered Trade Netting Fee https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6721.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6721.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6721 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6721.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending the Listed Company Manual Section 902.08 To Establish an Initial Listing Fee and an Annual Listing Fee for Securities Listed Under Section 102.03 and Traded on the NYSE Bonds System https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6720.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6720.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6720 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6720.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol “UG” https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6719.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6719.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6719 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6719.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Short Term Option Series https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6703.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6703.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6703 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6703.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.62 To Provide Additional Order Types https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6702.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6702.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6702 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6702.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 2114 (Recommendations to Customers in OTC Equity Securities) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6659.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6659.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6659 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6659.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6658.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6658.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6658 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6658.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6657.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6657.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6657 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6657.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6656.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6656.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6656 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6656.pdf Notice - UBS AG, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6655.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6655.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6655 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6655.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 623 (Communications to Customers) https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6617.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6617.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6617 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6617.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Electronic Municipal Market Access System Pilot https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6616.html https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6616.html Thu, 26 Mar 2009 00:00:00 -0700 E9-6616 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6616.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending Rule 300.10T-NYSE Alternext Equities To Provide a Grace Period Under That Rule for Member Organizations That Have Applied for a Trading License To Comply With Certain Exchange Rules https://regulations.justia.com/regulations/fedreg/2009/03/25/Z9-4678.html https://regulations.justia.com/regulations/fedreg/2009/03/25/Z9-4678.html Wed, 25 Mar 2009 00:00:00 -0700 Z9-4678 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-25/pdf/Z9-4678.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Private Placements of Securities Issued by Members https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6466.html https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6466.html Wed, 25 Mar 2009 00:00:00 -0700 E9-6466 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-25/pdf/E9-6466.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Establish Fees for NYSE Arca Trades https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6465.html https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6465.html Wed, 25 Mar 2009 00:00:00 -0700 E9-6465 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-25/pdf/E9-6465.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Establish a Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6464.html https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6464.html Wed, 25 Mar 2009 00:00:00 -0700 E9-6464 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-25/pdf/E9-6464.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6406.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6406.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6406 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6406.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Amending NYSE Alternext Rules To Delete References to Specific Exchange Systems and To Remove the Requirement that Opening Transactions Receive Specific Designations Pursuant to NYSE Alternext Rules 79A and 115A. These Amendments are Proposed To Conform to Amendments Filed by the New York Stock Exchange LLC 1 https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6405.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6405.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6405 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6405.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Complex Order Book https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6404.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6404.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6404 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6404.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendment No. 2 Thereto To Establish a Pilot Program for NASDAQ Basic Data Feeds https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6398.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6398.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6398 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6398.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until June 9, 2009, the Operation of Interim NYSE Rule 128 Which Permits the Exchange To Cancel or Adjust Clearly Erroneous Executions if They Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions That Occur in the Event of a System Disruption or System Malfunction https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6397.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6397.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6397 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6397.pdf Notice - ING Investments, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6391.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6391.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6391 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6391.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the NYSE Rule Book To Delete References to Specific Exchange Systems and To Remove the Requirement That Opening Transactions Receive Specific Designations Pursuant to NYSE Rules 79A and 115A https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6354.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6354.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6354 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6354.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to the Adoption of FINRA Rule 2140 (Interfering With the Transfer of Customer Accounts in the Context of Employment Disputes) in the Consolidated FINRA Rulebook; Correction https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6353.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6353.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6353 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6353.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Fee Schedule To Implement a Program To Award Rebates for Liquidity Adding Zero Display Orders and Clarify the Definition of “Liquidity Adding Average Daily Volume” https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6352.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6352.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6352 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6352.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Related to the $1 Strike Price Program https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6330.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6330.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6330 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6330.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $1 Strike Price Program on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6329.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6329.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6329 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6329.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Related To the $1 Strike Price Program https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6328.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6328.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6328 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6328.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Chicago Board Options Exchange, Incorporated; NYSE Arca, Inc.; and NYSE Alternext US LLC; Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, To Expand the $1 Strike Program https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6327.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6327.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6327 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6327.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6434.html https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6434.html Mon, 23 Mar 2009 00:00:00 -0700 E9-6434 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-23/pdf/E9-6434.pdf Notice - Massachusetts Financial Services Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6209.html https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6209.html Mon, 23 Mar 2009 00:00:00 -0700 E9-6209 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-23/pdf/E9-6209.pdf