Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/27?limit=200&registers=between&mode=atom 2024-11-24T07:41:08-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6832.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services 2009-03-27T00:00:00-07:00 2009-03-27T00:00:00-07:00 E9-6832 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6832.pdf https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6831.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.37A-Obligations of Market Makers-OX 2009-03-27T00:00:00-07:00 2009-03-27T00:00:00-07:00 E9-6831 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6831.pdf https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6830.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Proposed Changes to Forms U4 and U5 2009-03-27T00:00:00-07:00 2009-03-27T00:00:00-07:00 E9-6830 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6830.pdf https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6829.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Amending NYSE Alternext Equities Rule 124 To Execute the Odd-Lot Portion of a Part of a Round-Lot Order Pursuant to the Same Pricing Methodology Used for Odd-Lot Orders 2009-03-27T00:00:00-07:00 2009-03-27T00:00:00-07:00 E9-6829 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6829.pdf https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6828.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 124 To Execute the Odd-Lot Portion of a Part of a Round-Lot Order Pursuant to the Same Pricing Methodology Used for Odd-Lot Orders 2009-03-27T00:00:00-07:00 2009-03-27T00:00:00-07:00 E9-6828 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6828.pdf https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6827.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Certificate of Incorporation To Increase Preferred Shares Issuance 2009-03-27T00:00:00-07:00 2009-03-27T00:00:00-07:00 E9-6827 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6827.pdf https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6826.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Administration of Certain Rules in Respect of Index Data Dissemination 2009-03-27T00:00:00-07:00 2009-03-27T00:00:00-07:00 E9-6826 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6826.pdf https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6825.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.47 To Remove Obsolete Text Related to the SizeQuote Pilot Program 2009-03-27T00:00:00-07:00 2009-03-27T00:00:00-07:00 E9-6825 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6825.pdf