Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/26?limit=200&registers=between&mode=atom 2024-05-17T11:22:11-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6723.html Notice - Proposed Collection; Comment Request 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6723 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6723.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6722.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Establish Fees for NYSE Trades 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6722 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6722.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6721.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Tiered Trade Netting Fee 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6721 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6721.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6720.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending the Listed Company Manual Section 902.08 To Establish an Initial Listing Fee and an Annual Listing Fee for Securities Listed Under Section 102.03 and Traded on the NYSE Bonds System 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6720 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6720.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6719.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol “UG” 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6719 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6719.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6703.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to Short Term Option Series 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6703 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6703.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6702.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.62 To Provide Additional Order Types 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6702 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6702.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6659.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt FINRA Rule 2114 (Recommendations to Customers in OTC Equity Securities) in the Consolidated FINRA Rulebook 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6659 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6659.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6658.html Notice - Proposed Collection; Comment Request 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6658 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6658.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6657.html Notice - Proposed Collection; Comment Request 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6657 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6657.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6656.html Notice - Proposed Collection; Comment Request 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6656 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6656.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6655.html Notice - UBS AG, et al.; Notice of Application and Temporary Order 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6655 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6655.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6617.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 623 (Communications to Customers) 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6617 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6617.pdf https://regulations.justia.com/regulations/fedreg/2009/03/26/E9-6616.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Electronic Municipal Market Access System Pilot 2009-03-26T00:00:00-07:00 2009-03-26T00:00:00-07:00 E9-6616 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-26/pdf/E9-6616.pdf