Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/25?limit=200&registers=between&mode=atom 2024-05-17T09:00:56-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/03/25/Z9-4678.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending Rule 300.10T-NYSE Alternext Equities To Provide a Grace Period Under That Rule for Member Organizations That Have Applied for a Trading License To Comply With Certain Exchange Rules 2009-03-25T00:00:00-07:00 2009-03-25T00:00:00-07:00 Z9-4678 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-25/pdf/Z9-4678.pdf https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6466.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Private Placements of Securities Issued by Members 2009-03-25T00:00:00-07:00 2009-03-25T00:00:00-07:00 E9-6466 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-25/pdf/E9-6466.pdf https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6465.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Establish Fees for NYSE Arca Trades 2009-03-25T00:00:00-07:00 2009-03-25T00:00:00-07:00 E9-6465 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-25/pdf/E9-6465.pdf https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6464.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Establish a Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products 2009-03-25T00:00:00-07:00 2009-03-25T00:00:00-07:00 E9-6464 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-25/pdf/E9-6464.pdf