Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/19?limit=200&registers=between&mode=atom 2024-11-24T07:42:02-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5980.html Notice - ING USA Annuity and Life Insurance Company, et al. 2009-03-19T00:00:00-07:00 2009-03-19T00:00:00-07:00 E9-5980 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5980.pdf https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5979.html Notice - Self-Regulatory Organizations; NYSE Alternext U.S. LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certificate of Formation, Amended and Restated Operating Agreement, Rules, and Company Guide To Change the Name of the Exchange to NYSE Amex LLC 2009-03-19T00:00:00-07:00 2009-03-19T00:00:00-07:00 E9-5979 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5979.pdf https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5978.html Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule To Impose a Charge on Members With a Fail-to-Deliver in Treasury Securities 2009-03-19T00:00:00-07:00 2009-03-19T00:00:00-07:00 E9-5978 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5978.pdf https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5931.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rules 13, 902, 903, 904, 905 and Rule 906 To Eliminate Certain Order Types From the Off-Hours Trading Facility 2009-03-19T00:00:00-07:00 2009-03-19T00:00:00-07:00 E9-5931 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5931.pdf https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5930.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Caps on Equity Option Transaction Charges on Dividend, Merger and Short Stock Interest Strategies 2009-03-19T00:00:00-07:00 2009-03-19T00:00:00-07:00 E9-5930 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5930.pdf https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5929.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 1122 (Filing of Misleading Information as to Membership or Registration) in the Consolidated FINRA Rulebook 2009-03-19T00:00:00-07:00 2009-03-19T00:00:00-07:00 E9-5929 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5929.pdf https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5928.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500® Index 2009-03-19T00:00:00-07:00 2009-03-19T00:00:00-07:00 E9-5928 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5928.pdf https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5927.html Notice - Order Granting Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection with Request of Chicago Mercantile Exchange Inc. and Citadel Investment Group, L.L.C. Related to Central Clearing of Credit Default Swaps, and Request for Comments 2009-03-19T00:00:00-07:00 2009-03-19T00:00:00-07:00 E9-5927 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5927.pdf