Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/17?limit=200&registers=between&mode=atom 2024-11-24T06:25:50-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5722.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Processing of Orders on the NASDAQ Options Market 2009-03-17T00:00:00-07:00 2009-03-17T00:00:00-07:00 E9-5722 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5722.pdf https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5719.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Eliminating the Ability To Enter Orders on the Exchange With the Settlement Instructions of “Cash”, “Next Day” and “Seller's Option” To Conform to Amendments Filed by the New York Stock Exchange 2009-03-17T00:00:00-07:00 2009-03-17T00:00:00-07:00 E9-5719 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5719.pdf https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5718.html Notice - Self-Regulatory Organizations; NYSE Alternext US LLC.; Order Approving Proposed Rule Change To Revise Listing Fees 2009-03-17T00:00:00-07:00 2009-03-17T00:00:00-07:00 E9-5718 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5718.pdf https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5717.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Adopt Listing Fees for Securities Listed Under Section 703.21 and 703.22 and Traded on NYSE Bonds 2009-03-17T00:00:00-07:00 2009-03-17T00:00:00-07:00 E9-5717 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5717.pdf https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5716.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87-Obvious Errors 2009-03-17T00:00:00-07:00 2009-03-17T00:00:00-07:00 E9-5716 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5716.pdf https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5715.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules 2009-03-17T00:00:00-07:00 2009-03-17T00:00:00-07:00 E9-5715 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5715.pdf https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5714.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish New Rules Applicable to the Nasdaq Market Center and Nasdaq Options Market That Explicitly Require Members To Input Accurate Information Into Nasdaq Systems 2009-03-17T00:00:00-07:00 2009-03-17T00:00:00-07:00 E9-5714 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5714.pdf https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5687.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Debt Securities That Are Issued Under the Debt Guarantee Program Component of the Federal Deposit Insurance Corporation's Temporary Liquidity Guarantee Program to the GCF Repo Service 2009-03-17T00:00:00-07:00 2009-03-17T00:00:00-07:00 E9-5687 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5687.pdf