Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/16?limit=200&registers=between&mode=atom 2024-11-24T06:33:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5594.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading of Options on Managed Fund Shares 2009-03-16T00:00:00-07:00 2009-03-16T00:00:00-07:00 E9-5594 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5594.pdf https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5593.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Obvious Error Rules 2009-03-16T00:00:00-07:00 2009-03-16T00:00:00-07:00 E9-5593 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5593.pdf https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5572.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Hybrid Rule Pertaining to Orders Represented in Open Outcry 2009-03-16T00:00:00-07:00 2009-03-16T00:00:00-07:00 E9-5572 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5572.pdf https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5571.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Elimination of Sector Index Options From Monthly Firm Cap 2009-03-16T00:00:00-07:00 2009-03-16T00:00:00-07:00 E9-5571 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5571.pdf https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5570.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Approving Proposed Rule Change To Introduce a NYSE OpenBook Nonprofessional Subscriber Fee and To Revise the Unit of Count That Determines the Device Fees Payable by Data Recipients 2009-03-16T00:00:00-07:00 2009-03-16T00:00:00-07:00 E9-5570 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5570.pdf https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5569.html Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Approving Proposed Rule Change To Introduce a NYSE Order Imbalance Information Fee 2009-03-16T00:00:00-07:00 2009-03-16T00:00:00-07:00 E9-5569 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5569.pdf https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5568.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts 2009-03-16T00:00:00-07:00 2009-03-16T00:00:00-07:00 E9-5568 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5568.pdf https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5567.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating To Expanding the Scope and Timing To Collect and Pass-Through Fees Owed by Participants to American Depositary Receipt Agents 2009-03-16T00:00:00-07:00 2009-03-16T00:00:00-07:00 E9-5567 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5567.pdf https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5566.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Pilot Programs 2009-03-16T00:00:00-07:00 2009-03-16T00:00:00-07:00 E9-5566 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5566.pdf https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5565.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Nomination and Election of Candidates for Governor and Independent Governor 2009-03-16T00:00:00-07:00 2009-03-16T00:00:00-07:00 E9-5565 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5565.pdf https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5564.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto by NASDAQ OMX PHLX, Inc. To Amend the Exchange's Fee Schedule Relating to the Market Access Provider Subsidy 2009-03-16T00:00:00-07:00 2009-03-16T00:00:00-07:00 E9-5564 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5564.pdf