Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/13?limit=200&registers=between&mode=atom 2024-11-24T07:04:21-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5389.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Discovery Guide To Update the Document Production Lists 2009-03-13T00:00:00-07:00 2009-03-13T00:00:00-07:00 E9-5389 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-13/pdf/E9-5389.pdf https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5388.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges Applicable to the Option Strategy Executions Pilot Program 2009-03-13T00:00:00-07:00 2009-03-13T00:00:00-07:00 E9-5388 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-13/pdf/E9-5388.pdf https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5387.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Dividend, Merger and Short Stock Interest Strategies Fee Cap Pilot Program Until March 1, 2010 2009-03-13T00:00:00-07:00 2009-03-13T00:00:00-07:00 E9-5387 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-13/pdf/E9-5387.pdf https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5386.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC To Permit Two Trading Officials To Modify the Required Bid/Ask Differentials 2009-03-13T00:00:00-07:00 2009-03-13T00:00:00-07:00 E9-5386 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-13/pdf/E9-5386.pdf https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5377.html Rule - Attaching Authenticating Documents to Online Form ID Applications 2009-03-13T00:00:00-07:00 2009-03-13T00:00:00-07:00 E9-5377 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-03-13/pdf/E9-5377.pdf