Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/09?limit=200&registers=between&mode=atom 2024-11-24T07:40:01-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4877.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Bear Market Strategic Accelerated Redemption Securities® Linked to the S&P Small Cap Regional Banks Index 2009-03-09T00:00:00-07:00 2009-03-09T00:00:00-07:00 E9-4877 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4877.pdf https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4876.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPoint SM 2009-03-09T00:00:00-07:00 2009-03-09T00:00:00-07:00 E9-4876 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4876.pdf https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4875.html Notice - Forward Funds, et al.; Notice of Application 2009-03-09T00:00:00-07:00 2009-03-09T00:00:00-07:00 E9-4875 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4875.pdf https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4874.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 17 To Address Issues Related to Vendor Liability and To Make Amendments and Conforming Changes to NYSE Rule 18 2009-03-09T00:00:00-07:00 2009-03-09T00:00:00-07:00 E9-4874 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4874.pdf https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4873.html Notice - Self-Regulatory Organizations; NYSE Alternext U.S. LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Alternext Equities Rule 17 To Address Issues Related to Vendor Liability and To Make Amendments and Conforming Changes to NYSE Alternext Equities Rule 18 2009-03-09T00:00:00-07:00 2009-03-09T00:00:00-07:00 E9-4873 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4873.pdf https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4872.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Adopting New Rule 6A-NYSE Alternext Equities and Amending Existing Rule 36-NYSE Alternext Equities Concerning the Use of Personal Portable or Wireless Communication Devices and the Use or Possession of Wireless Trading Devices On and Off the Exchange Trading Floor 2009-03-09T00:00:00-07:00 2009-03-09T00:00:00-07:00 E9-4872 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4872.pdf https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4816.html Notice - Proposed Collection; Comment Request 2009-03-09T00:00:00-07:00 2009-03-09T00:00:00-07:00 E9-4816 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4816.pdf