<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/05?registers=between Sun, 13 Apr 2025 09:43:13 -0700 Sun, 13 Apr 2025 09:43:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/05?registers=between Notice - Order Making Fiscal Year 2009 Mid-Year Adjustment to the Fee Rates Applicable Under Sections 31(b) and (c) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2009/03/05/E9-4738.html https://regulations.justia.com/regulations/fedreg/2009/03/05/E9-4738.html Thu, 05 Mar 2009 00:00:00 -0800 E9-4738 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-05/pdf/E9-4738.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amended Interpretative Guidance on the New Methodology for Adjusting Option Contracts for Cash Dividends and Distributions https://regulations.justia.com/regulations/fedreg/2009/03/05/E9-4679.html https://regulations.justia.com/regulations/fedreg/2009/03/05/E9-4679.html Thu, 05 Mar 2009 00:00:00 -0800 E9-4679 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-05/pdf/E9-4679.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending Rule 300.10T-NYSE Alternext Equities To Provide a Grace Period Under That Rule for Member Organizations That Have Applied for a Trading License To Comply With Certain Exchange Rules https://regulations.justia.com/regulations/fedreg/2009/03/05/E9-4678.html https://regulations.justia.com/regulations/fedreg/2009/03/05/E9-4678.html Thu, 05 Mar 2009 00:00:00 -0800 E9-4678 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-05/pdf/E9-4678.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 300.10T To Provide a Grace Period Under That Rule for NYSE Alternext U.S. LLC Member Organizations That Have Applied for a Trading License to Comply With Certain Exchange Rules https://regulations.justia.com/regulations/fedreg/2009/03/05/E9-4677.html https://regulations.justia.com/regulations/fedreg/2009/03/05/E9-4677.html Thu, 05 Mar 2009 00:00:00 -0800 E9-4677 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-05/pdf/E9-4677.pdf