Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/05?limit=200&registers=between&mode=atom 2024-11-24T08:08:53-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/03/05/E9-4738.html Notice - Order Making Fiscal Year 2009 Mid-Year Adjustment to the Fee Rates Applicable Under Sections 31(b) and (c) of the Securities Exchange Act of 1934 2009-03-05T00:00:00-08:00 2009-03-05T00:00:00-08:00 E9-4738 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-05/pdf/E9-4738.pdf https://regulations.justia.com/regulations/fedreg/2009/03/05/E9-4679.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amended Interpretative Guidance on the New Methodology for Adjusting Option Contracts for Cash Dividends and Distributions 2009-03-05T00:00:00-08:00 2009-03-05T00:00:00-08:00 E9-4679 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-05/pdf/E9-4679.pdf https://regulations.justia.com/regulations/fedreg/2009/03/05/E9-4678.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending Rule 300.10T-NYSE Alternext Equities To Provide a Grace Period Under That Rule for Member Organizations That Have Applied for a Trading License To Comply With Certain Exchange Rules 2009-03-05T00:00:00-08:00 2009-03-05T00:00:00-08:00 E9-4678 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-05/pdf/E9-4678.pdf https://regulations.justia.com/regulations/fedreg/2009/03/05/E9-4677.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 300.10T To Provide a Grace Period Under That Rule for NYSE Alternext U.S. LLC Member Organizations That Have Applied for a Trading License to Comply With Certain Exchange Rules 2009-03-05T00:00:00-08:00 2009-03-05T00:00:00-08:00 E9-4677 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-05/pdf/E9-4677.pdf