<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/04?registers=between Sun, 13 Apr 2025 09:55:35 -0700 Sun, 13 Apr 2025 09:55:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/04?registers=between Notice - DFA Investment Dimensions Group Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4604.html https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4604.html Wed, 04 Mar 2009 00:00:00 -0800 E9-4604 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4604.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Allow for Direct Membership for Non-Domestic Entities https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4603.html https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4603.html Wed, 04 Mar 2009 00:00:00 -0800 E9-4603 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4603.pdf Notice - IndexIQ ETF Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4602.html https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4602.html Wed, 04 Mar 2009 00:00:00 -0800 E9-4602 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4602.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4564.html https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4564.html Wed, 04 Mar 2009 00:00:00 -0800 E9-4564 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4564.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4563.html https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4563.html Wed, 04 Mar 2009 00:00:00 -0800 E9-4563 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4563.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC To Delete Certain Rules Governing the Trading of Listed Options https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4562.html https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4562.html Wed, 04 Mar 2009 00:00:00 -0800 E9-4562 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4562.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Adopt a Policy Relating to its Treatment of Trade Reports That it Determines To Be Inconsistent With the Prevailing Market https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4561.html https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4561.html Wed, 04 Mar 2009 00:00:00 -0800 E9-4561 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4561.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled “Orders and Modifiers” https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4560.html https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4560.html Wed, 04 Mar 2009 00:00:00 -0800 E9-4560 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4560.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by NYSE Alternext US LLC Amending Rule 472-NYSE Alternext Equities (Communications With the Public) https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4558.html https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4558.html Wed, 04 Mar 2009 00:00:00 -0800 E9-4558 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4558.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by New York Stock Exchange LLC Amending NYSE Rule 472 (Communications With the Public) https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4557.html https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4557.html Wed, 04 Mar 2009 00:00:00 -0800 E9-4557 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4557.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4556.html https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4556.html Wed, 04 Mar 2009 00:00:00 -0800 E9-4556 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4556.pdf