Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/04?limit=200&registers=between&mode=atom 2024-11-24T06:34:39-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4604.html Notice - DFA Investment Dimensions Group Inc., et al.; Notice of Application 2009-03-04T00:00:00-08:00 2009-03-04T00:00:00-08:00 E9-4604 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4604.pdf https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4603.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Allow for Direct Membership for Non-Domestic Entities 2009-03-04T00:00:00-08:00 2009-03-04T00:00:00-08:00 E9-4603 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4603.pdf https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4602.html Notice - IndexIQ ETF Trust, et al.; Notice of Application 2009-03-04T00:00:00-08:00 2009-03-04T00:00:00-08:00 E9-4602 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4602.pdf https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4564.html Notice - Sunshine Act Meeting 2009-03-04T00:00:00-08:00 2009-03-04T00:00:00-08:00 E9-4564 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4564.pdf https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4563.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center 2009-03-04T00:00:00-08:00 2009-03-04T00:00:00-08:00 E9-4563 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4563.pdf https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4562.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC To Delete Certain Rules Governing the Trading of Listed Options 2009-03-04T00:00:00-08:00 2009-03-04T00:00:00-08:00 E9-4562 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4562.pdf https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4561.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Adopt a Policy Relating to its Treatment of Trade Reports That it Determines To Be Inconsistent With the Prevailing Market 2009-03-04T00:00:00-08:00 2009-03-04T00:00:00-08:00 E9-4561 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4561.pdf https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4560.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled “Orders and Modifiers” 2009-03-04T00:00:00-08:00 2009-03-04T00:00:00-08:00 E9-4560 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4560.pdf https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4558.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by NYSE Alternext US LLC Amending Rule 472-NYSE Alternext Equities (Communications With the Public) 2009-03-04T00:00:00-08:00 2009-03-04T00:00:00-08:00 E9-4558 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4558.pdf https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4557.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by New York Stock Exchange LLC Amending NYSE Rule 472 (Communications With the Public) 2009-03-04T00:00:00-08:00 2009-03-04T00:00:00-08:00 E9-4557 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4557.pdf https://regulations.justia.com/regulations/fedreg/2009/03/04/E9-4556.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System 2009-03-04T00:00:00-08:00 2009-03-04T00:00:00-08:00 E9-4556 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-04/pdf/E9-4556.pdf