<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/03?registers=between Thu, 23 May 2024 04:57:59 -0700 Thu, 23 May 2024 04:57:59 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/03?registers=between Notice - In the Matter of Cincinnati Microwave, Inc., Core Technologies Pennsylvania, Inc., First Central Financial Corp., Imark Technologies, Inc. (n/k/a Pharm Control Ltd.), Molten Metal Technology, Inc., MRS Technology, Inc., Sun Television & Appliances, Inc., and Telegroup, Inc.; File No. 500-1; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4594.html https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4594.html Tue, 03 Mar 2009 00:00:00 -0800 E9-4594 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-03/pdf/E9-4594.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Simple Auction Liaison (SAL) https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4428.html https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4428.html Tue, 03 Mar 2009 00:00:00 -0800 E9-4428 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-03/pdf/E9-4428.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Eliminating the Ability To Enter Orders on the Exchange With the Settlement Instructions of “Cash”, “Next Day” and “Seller's Option” https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4427.html https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4427.html Tue, 03 Mar 2009 00:00:00 -0800 E9-4427 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-03/pdf/E9-4427.pdf Notice - C2 Options Exchange, Incorporated; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4426.html https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4426.html Tue, 03 Mar 2009 00:00:00 -0800 E9-4426 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-03/pdf/E9-4426.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4425.html https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4425.html Tue, 03 Mar 2009 00:00:00 -0800 E9-4425 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-03/pdf/E9-4425.pdf Rule - Adjustments to Civil Monetary Penalty Amounts https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4379.html https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4379.html Tue, 03 Mar 2009 00:00:00 -0800 E9-4379 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-03-03/pdf/E9-4379.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.69-Reporting Duties https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4378.html https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4378.html Tue, 03 Mar 2009 00:00:00 -0800 E9-4378 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-03/pdf/E9-4378.pdf