Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/03/03?limit=200&registers=between&mode=atom 2024-05-23T04:57:00-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4594.html Notice - In the Matter of Cincinnati Microwave, Inc., Core Technologies Pennsylvania, Inc., First Central Financial Corp., Imark Technologies, Inc. (n/k/a Pharm Control Ltd.), Molten Metal Technology, Inc., MRS Technology, Inc., Sun Television & Appliances, Inc., and Telegroup, Inc.; File No. 500-1; Order of Suspension of Trading 2009-03-03T00:00:00-08:00 2009-03-03T00:00:00-08:00 E9-4594 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-03/pdf/E9-4594.pdf https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4428.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Simple Auction Liaison (SAL) 2009-03-03T00:00:00-08:00 2009-03-03T00:00:00-08:00 E9-4428 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-03/pdf/E9-4428.pdf https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4427.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Eliminating the Ability To Enter Orders on the Exchange With the Settlement Instructions of “Cash”, “Next Day” and “Seller's Option” 2009-03-03T00:00:00-08:00 2009-03-03T00:00:00-08:00 E9-4427 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-03/pdf/E9-4427.pdf https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4426.html Notice - C2 Options Exchange, Incorporated; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 2009-03-03T00:00:00-08:00 2009-03-03T00:00:00-08:00 E9-4426 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-03/pdf/E9-4426.pdf https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4425.html Notice - Submission for OMB Review; Comment Request 2009-03-03T00:00:00-08:00 2009-03-03T00:00:00-08:00 E9-4425 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-03/pdf/E9-4425.pdf https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4379.html Rule - Adjustments to Civil Monetary Penalty Amounts 2009-03-03T00:00:00-08:00 2009-03-03T00:00:00-08:00 E9-4379 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-03-03/pdf/E9-4379.pdf https://regulations.justia.com/regulations/fedreg/2009/03/03/E9-4378.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.69-Reporting Duties 2009-03-03T00:00:00-08:00 2009-03-03T00:00:00-08:00 E9-4378 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-03/pdf/E9-4378.pdf