<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/02/25?registers=between Sun, 24 Nov 2024 03:42:01 -0800 Sun, 24 Nov 2024 03:42:01 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/02/25?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Reduce Certain Order Exposure Periods on the NASDAQ Options Market From Three Seconds to One Second https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-4038.html https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-4038.html Wed, 25 Feb 2009 00:00:00 -0800 E9-4038 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-4038.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish an Exchange Direct Order for the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-4037.html https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-4037.html Wed, 25 Feb 2009 00:00:00 -0800 E9-4037 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-4037.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendments No. 1 and 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to FLEX Options Expirations https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-4036.html https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-4036.html Wed, 25 Feb 2009 00:00:00 -0800 E9-4036 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-4036.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-4035.html https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-4035.html Wed, 25 Feb 2009 00:00:00 -0800 E9-4035 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-4035.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3993.html https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3993.html Wed, 25 Feb 2009 00:00:00 -0800 E9-3993 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-3993.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Instructions as to the Payment of Listing Fees in Connection With the Listing of Additional Securities https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3982.html https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3982.html Wed, 25 Feb 2009 00:00:00 -0800 E9-3982 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-3982.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending Certain NYSE Alternext Equities Rules To Reflect That Designated Market Makers (“DMMs”) on the Exchange No Longer Act as Agents for Orders Entered on the Exchange https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3981.html https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3981.html Wed, 25 Feb 2009 00:00:00 -0800 E9-3981 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-3981.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Certain NYSE Rules To Reflect That Designated Market Makers on the Exchange No Longer Act as Agents for Orders Entered on the Exchange https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3980.html https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3980.html Wed, 25 Feb 2009 00:00:00 -0800 E9-3980 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-3980.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3979.html https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3979.html Wed, 25 Feb 2009 00:00:00 -0800 E9-3979 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-3979.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3978.html https://regulations.justia.com/regulations/fedreg/2009/02/25/E9-3978.html Wed, 25 Feb 2009 00:00:00 -0800 E9-3978 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-25/pdf/E9-3978.pdf