<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/02/23?registers=between Sun, 24 Nov 2024 03:39:23 -0800 Sun, 24 Nov 2024 03:39:23 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/02/23?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Adopt Rules Governing Financial Responsibility in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/02/23/Z9-1807.html https://regulations.justia.com/regulations/fedreg/2009/02/23/Z9-1807.html Mon, 23 Feb 2009 00:00:00 -0800 Z9-1807 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-23/pdf/Z9-1807.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Allowing Entry of Orders Into the PIP at a Price Matching the National Best Bid or Offer https://regulations.justia.com/regulations/fedreg/2009/02/23/E9-3742.html https://regulations.justia.com/regulations/fedreg/2009/02/23/E9-3742.html Mon, 23 Feb 2009 00:00:00 -0800 E9-3742 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-23/pdf/E9-3742.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7050 Governing Pricing for Nasdaq Members Using the NASDAQ Options Market (“NOM”) https://regulations.justia.com/regulations/fedreg/2009/02/23/E9-3741.html https://regulations.justia.com/regulations/fedreg/2009/02/23/E9-3741.html Mon, 23 Feb 2009 00:00:00 -0800 E9-3741 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-23/pdf/E9-3741.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Reformatting Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/02/23/E9-3740.html https://regulations.justia.com/regulations/fedreg/2009/02/23/E9-3740.html Mon, 23 Feb 2009 00:00:00 -0800 E9-3740 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-23/pdf/E9-3740.pdf