Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/02/23?limit=200&registers=between&mode=atom 2024-11-24T03:55:31-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/02/23/Z9-1807.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Adopt Rules Governing Financial Responsibility in the Consolidated FINRA Rulebook 2009-02-23T00:00:00-08:00 2009-02-23T00:00:00-08:00 Z9-1807 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-23/pdf/Z9-1807.pdf https://regulations.justia.com/regulations/fedreg/2009/02/23/E9-3742.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Allowing Entry of Orders Into the PIP at a Price Matching the National Best Bid or Offer 2009-02-23T00:00:00-08:00 2009-02-23T00:00:00-08:00 E9-3742 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-23/pdf/E9-3742.pdf https://regulations.justia.com/regulations/fedreg/2009/02/23/E9-3741.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7050 Governing Pricing for Nasdaq Members Using the NASDAQ Options Market (“NOM”) 2009-02-23T00:00:00-08:00 2009-02-23T00:00:00-08:00 E9-3741 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-23/pdf/E9-3741.pdf https://regulations.justia.com/regulations/fedreg/2009/02/23/E9-3740.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Reformatting Its Fee Schedule 2009-02-23T00:00:00-08:00 2009-02-23T00:00:00-08:00 E9-3740 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-23/pdf/E9-3740.pdf