<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/02/20?registers=between Thu, 23 May 2024 10:14:04 -0700 Thu, 23 May 2024 10:14:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/02/20?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 123E (“DMM Combination Review Policy”) To Be More Consistent With the Exchange's Current Designated Market Maker (“DMM”) System https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3611.html https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3611.html Fri, 20 Feb 2009 00:00:00 -0800 E9-3611 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3611.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3580.html https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3580.html Fri, 20 Feb 2009 00:00:00 -0800 E9-3580 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3580.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3579.html https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3579.html Fri, 20 Feb 2009 00:00:00 -0800 E9-3579 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3579.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3578.html https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3578.html Fri, 20 Feb 2009 00:00:00 -0800 E9-3578 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3578.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3577.html https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3577.html Fri, 20 Feb 2009 00:00:00 -0800 E9-3577 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3577.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3576.html https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3576.html Fri, 20 Feb 2009 00:00:00 -0800 E9-3576 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3576.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Amending Its Limited Liability Company Operating Agreement and the Bylaws of Its Wholly-Owned Subsidiary NYSE Market, Inc. To Eliminate, in Each Case, a Requirement That Not Less Than Two Members of the Board of Directors Must Qualify as “Non-Affiliated Directors” and a Related Requirement That Not Less Than Two Members of the Board of Directors Must Qualify as “Fair Representation Candidates” https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3575.html https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3575.html Fri, 20 Feb 2009 00:00:00 -0800 E9-3575 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3575.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Post-Only Order https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3574.html https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3574.html Fri, 20 Feb 2009 00:00:00 -0800 E9-3574 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3574.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change Relating to Eliminating the SRO Requirement as a Condition of DTC-Eligibility for Securities That Are Eligible for Resale Under Rule 144A Under the Securities Act of 1933 https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3573.html https://regulations.justia.com/regulations/fedreg/2009/02/20/E9-3573.html Fri, 20 Feb 2009 00:00:00 -0800 E9-3573 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-20/pdf/E9-3573.pdf