Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/02/19?limit=200&registers=between&mode=atom 2024-11-24T03:59:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3466.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change Amending Rule 6.4 2009-02-19T00:00:00-08:00 2009-02-19T00:00:00-08:00 E9-3466 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3466.pdf https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3465.html Notice - Self-Regulatory Organizations; NYSE Alternext U.S. LLC; Notice of Filing of a Proposed Rule Change Amending Rule 903 2009-02-19T00:00:00-08:00 2009-02-19T00:00:00-08:00 E9-3465 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3465.pdf https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3464.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by NASDAQ OMX PHLX, Inc. To Amend the Exchange's Fee Schedule 2009-02-19T00:00:00-08:00 2009-02-19T00:00:00-08:00 E9-3464 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3464.pdf https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3433.html Notice - Submission for OMB Review; Comment Request 2009-02-19T00:00:00-08:00 2009-02-19T00:00:00-08:00 E9-3433 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3433.pdf https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3431.html Notice - Submission for OMB Review; Comment Request 2009-02-19T00:00:00-08:00 2009-02-19T00:00:00-08:00 E9-3431 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3431.pdf https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3429.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services 2009-02-19T00:00:00-08:00 2009-02-19T00:00:00-08:00 E9-3429 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3429.pdf https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3428.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change, As Amended, To Modify End of Day Settlement Procedures Relating to Settlement Acknowledgement Cut-Off Time Frames for Settling Banks 2009-02-19T00:00:00-08:00 2009-02-19T00:00:00-08:00 E9-3428 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3428.pdf https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3427.html Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Exchange Directorships Under Its By-Laws 2009-02-19T00:00:00-08:00 2009-02-19T00:00:00-08:00 E9-3427 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3427.pdf https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3426.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend NASD Interpretive Material (IM) 2110-2 (Trading Ahead of Customer Limit Order) 2009-02-19T00:00:00-08:00 2009-02-19T00:00:00-08:00 E9-3426 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3426.pdf https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3425.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Implement a Maturity Presentment Pend Function To Replace the Maturity Presentment Contingency System 2009-02-19T00:00:00-08:00 2009-02-19T00:00:00-08:00 E9-3425 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3425.pdf https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3424.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Broker-Dealer Transaction Fees for AIM Executions 2009-02-19T00:00:00-08:00 2009-02-19T00:00:00-08:00 E9-3424 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3424.pdf https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3423.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to the $1 Strike Program 2009-02-19T00:00:00-08:00 2009-02-19T00:00:00-08:00 E9-3423 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3423.pdf https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3422.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to the $1 Strike Program 2009-02-19T00:00:00-08:00 2009-02-19T00:00:00-08:00 E9-3422 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3422.pdf https://regulations.justia.com/regulations/fedreg/2009/02/19/E9-3359.html Rule - Interactive Data for Mutual Fund Risk/Return Summary 2009-02-19T00:00:00-08:00 2009-02-19T00:00:00-08:00 E9-3359 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-02-19/pdf/E9-3359.pdf