<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/02/06?registers=between Sun, 24 Nov 2024 04:11:15 -0800 Sun, 24 Nov 2024 04:11:15 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/02/06?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Codes of Arbitration Procedure To Raise the Amount in Controversy Heard by a Single Chair-Qualified Arbitrator to $100,000 https://regulations.justia.com/regulations/fedreg/2009/02/06/E9-2531.html https://regulations.justia.com/regulations/fedreg/2009/02/06/E9-2531.html Fri, 06 Feb 2009 00:00:00 -0800 E9-2531 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-06/pdf/E9-2531.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 5240 (Anti-Intimidation/Coordination) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/02/06/E9-2530.html https://regulations.justia.com/regulations/fedreg/2009/02/06/E9-2530.html Fri, 06 Feb 2009 00:00:00 -0800 E9-2530 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-06/pdf/E9-2530.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(6) Relating to the Initial Listing Standards for Equity Index-Linked Securities, Commodity-Linked Securities, Currency-Linked Securities, Fixed Income Index-Linked Securities, Futures-Linked Securities and Multifactor Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2009/02/06/E9-2529.html https://regulations.justia.com/regulations/fedreg/2009/02/06/E9-2529.html Fri, 06 Feb 2009 00:00:00 -0800 E9-2529 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-06/pdf/E9-2529.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Trades for Less Than $1 https://regulations.justia.com/regulations/fedreg/2009/02/06/E9-2528.html https://regulations.justia.com/regulations/fedreg/2009/02/06/E9-2528.html Fri, 06 Feb 2009 00:00:00 -0800 E9-2528 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-06/pdf/E9-2528.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposal To Eliminate the $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series https://regulations.justia.com/regulations/fedreg/2009/02/06/E9-2481.html https://regulations.justia.com/regulations/fedreg/2009/02/06/E9-2481.html Fri, 06 Feb 2009 00:00:00 -0800 E9-2481 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-06/pdf/E9-2481.pdf