Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/02/05?limit=200&registers=between&mode=atom 2024-11-24T03:50:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/02/05/E9-2430.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2009-02-05T00:00:00-08:00 2009-02-05T00:00:00-08:00 E9-2430 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-05/pdf/E9-2430.pdf https://regulations.justia.com/regulations/fedreg/2009/02/05/E9-2429.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing an Equity Transaction Fee for Shares Executed on or Through the New York Block Exchange Effective Upon Filing With the Commission 2009-02-05T00:00:00-08:00 2009-02-05T00:00:00-08:00 E9-2429 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-05/pdf/E9-2429.pdf https://regulations.justia.com/regulations/fedreg/2009/02/05/E9-2428.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market 2009-02-05T00:00:00-08:00 2009-02-05T00:00:00-08:00 E9-2428 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-05/pdf/E9-2428.pdf https://regulations.justia.com/regulations/fedreg/2009/02/05/E9-2427.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Nasdaq's Listing Requirements Related to the Distribution of Annual Reports 2009-02-05T00:00:00-08:00 2009-02-05T00:00:00-08:00 E9-2427 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-05/pdf/E9-2427.pdf