Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/02/02?limit=200&registers=between&mode=atom 2024-05-16T20:30:47-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2211.html Notice - In the Matter of: Leading Edge Packaging, Inc., Leadingside, Inc., Lecstar Corp., and Legal Club of America, Inc.; Order of Suspension of Trading 2009-02-02T00:00:00-08:00 2009-02-02T00:00:00-08:00 E9-2211 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2211.pdf https://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2162.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to the Deposits Service Guide 2009-02-02T00:00:00-08:00 2009-02-02T00:00:00-08:00 E9-2162 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2162.pdf https://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2161.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Structure 2009-02-02T00:00:00-08:00 2009-02-02T00:00:00-08:00 E9-2161 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2161.pdf https://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2160.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend Exchange Rule 4.21 Relating to Third Party Deposits 2009-02-02T00:00:00-08:00 2009-02-02T00:00:00-08:00 E9-2160 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2160.pdf https://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2122.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exemptive Criteria in FINRA Rule 7470 2009-02-02T00:00:00-08:00 2009-02-02T00:00:00-08:00 E9-2122 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2122.pdf https://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2121.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Reduction of Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6). 2009-02-02T00:00:00-08:00 2009-02-02T00:00:00-08:00 E9-2121 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2121.pdf https://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2120.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow the Transfer and Reregistration of Fund/SERV Eligible Fund Positions to and From a Financial Intermediary and a Mutual Fund Company 2009-02-02T00:00:00-08:00 2009-02-02T00:00:00-08:00 E9-2120 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2120.pdf https://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2119.html Notice - Proposed Collection; Comment Request 2009-02-02T00:00:00-08:00 2009-02-02T00:00:00-08:00 E9-2119 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2119.pdf