Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/02/02?limit=200®isters=between&mode=atom2024-05-16T20:30:47-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2211.htmlNotice - In the Matter of: Leading Edge Packaging, Inc., Leadingside, Inc., Lecstar Corp., and Legal Club of America, Inc.; Order of Suspension of Trading2009-02-02T00:00:00-08:002009-02-02T00:00:00-08:00E9-2211Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2211.pdfhttps://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2162.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to the Deposits Service Guide2009-02-02T00:00:00-08:002009-02-02T00:00:00-08:00E9-2162Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2162.pdfhttps://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2161.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Structure2009-02-02T00:00:00-08:002009-02-02T00:00:00-08:00E9-2161Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2161.pdfhttps://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2160.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend Exchange Rule 4.21 Relating to Third Party Deposits2009-02-02T00:00:00-08:002009-02-02T00:00:00-08:00E9-2160Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2160.pdfhttps://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2122.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exemptive Criteria in FINRA Rule 74702009-02-02T00:00:00-08:002009-02-02T00:00:00-08:00E9-2122Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2122.pdfhttps://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2121.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Relating to Reduction of Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6).2009-02-02T00:00:00-08:002009-02-02T00:00:00-08:00E9-2121Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2121.pdfhttps://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2120.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow the Transfer and Reregistration of Fund/SERV Eligible Fund Positions to and From a Financial Intermediary and a Mutual Fund Company2009-02-02T00:00:00-08:002009-02-02T00:00:00-08:00E9-2120Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2120.pdfhttps://regulations.justia.com/regulations/fedreg/2009/02/02/E9-2119.htmlNotice - Proposed Collection; Comment Request2009-02-02T00:00:00-08:002009-02-02T00:00:00-08:00E9-2119Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-02-02/pdf/E9-2119.pdf