<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/01/28?registers=between Mon, 07 Apr 2025 00:23:15 -0700 Mon, 07 Apr 2025 00:23:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/01/28?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1873.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1873.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1873 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1873.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.8, Entitled “Obligations of Market Makers.” https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1872.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1872.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1872 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1872.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1808.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1808.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1808 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1808.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt Rules Governing Financial Responsibility in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1807.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1807.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1807 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1807.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Relating to the Limited Liability Company Agreement of New York Block Exchange, a Facility of NYSE https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1806.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1806.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1806 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1806.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Trading Rules for the New York Block Exchange https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1805.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1805.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1805 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1805.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1717.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1717.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1717 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1717.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1716.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1716.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1716 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1716.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1715.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1715.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1715 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1715.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1714.html https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1714.html Wed, 28 Jan 2009 00:00:00 -0800 E9-1714 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1714.pdf