Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/01/28?limit=200&registers=between&mode=atom 2024-05-23T09:14:39-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1873.html Notice - Proposed Collection; Comment Request 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1873 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1873.pdf https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1872.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.8, Entitled “Obligations of Market Makers.” 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1872 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1872.pdf https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1808.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1808 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1808.pdf https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1807.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt Rules Governing Financial Responsibility in the Consolidated FINRA Rulebook 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1807 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1807.pdf https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1806.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Relating to the Limited Liability Company Agreement of New York Block Exchange, a Facility of NYSE 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1806 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1806.pdf https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1805.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, To Establish Trading Rules for the New York Block Exchange 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1805 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1805.pdf https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1717.html Notice - Submission for OMB Review; Comment Request 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1717 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1717.pdf https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1716.html Notice - Submission for OMB Review; Comment Request 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1716 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1716.pdf https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1715.html Notice - Submission for OMB Review; Comment Request 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1715 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1715.pdf https://regulations.justia.com/regulations/fedreg/2009/01/28/E9-1714.html Notice - Submission for OMB Review; Comment Request 2009-01-28T00:00:00-08:00 2009-01-28T00:00:00-08:00 E9-1714 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-28/pdf/E9-1714.pdf