Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/01/27?limit=200&registers=between&mode=atom 2024-05-23T10:55:29-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1676.html Notice - Proposed Collection; Comment Request 2009-01-27T00:00:00-08:00 2009-01-27T00:00:00-08:00 E9-1676 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1676.pdf https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1675.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Technical Changes to the Code of Arbitration Procedure for Customer Disputes and Industry Disputes 2009-01-27T00:00:00-08:00 2009-01-27T00:00:00-08:00 E9-1675 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1675.pdf https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1674.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Create the Nasdaq Market Pathfinders Service and Establish Fees for the Service 2009-01-27T00:00:00-08:00 2009-01-27T00:00:00-08:00 E9-1674 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1674.pdf https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1673.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Delisting Standards 2009-01-27T00:00:00-08:00 2009-01-27T00:00:00-08:00 E9-1673 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1673.pdf https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1672.html Notice - Self-Regulatory Organizations; Notice of Filing of and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Amend or Eliminate Unnecessary Rule Text 2009-01-27T00:00:00-08:00 2009-01-27T00:00:00-08:00 E9-1672 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1672.pdf https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1671.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deferring Operation of Its Listing Standards for Primary Listings and Consolidating Into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges 2009-01-27T00:00:00-08:00 2009-01-27T00:00:00-08:00 E9-1671 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1671.pdf https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1670.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, entitled “Orders and Modifiers” 2009-01-27T00:00:00-08:00 2009-01-27T00:00:00-08:00 E9-1670 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1670.pdf https://regulations.justia.com/regulations/fedreg/2009/01/27/E9-1656.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Adoption of FINRA Rule 2140 (Interfering With the Transfer of Customer Accounts in the Context of Employment Disputes) in the Consolidated FINRA Rulebook 2009-01-27T00:00:00-08:00 2009-01-27T00:00:00-08:00 E9-1656 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-27/pdf/E9-1656.pdf