Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/01/26?limit=200&registers=between&mode=atom 2024-12-27T01:18:50-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1691.html Notice - In the Matter of: BBJ Environmental Technologies, Inc.; Order of Suspension of Trading 2009-01-26T00:00:00-08:00 2009-01-26T00:00:00-08:00 E9-1691 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1691.pdf https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1571.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Enhancement to Its Insurance and Retirement Services To Allow for the Electronic Exchange of Attachments to Messages 2009-01-26T00:00:00-08:00 2009-01-26T00:00:00-08:00 E9-1571 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1571.pdf https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1466.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Private Placements of Securities Issued by Members 2009-01-26T00:00:00-08:00 2009-01-26T00:00:00-08:00 E9-1466 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1466.pdf https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1465.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7050 Governing Pricing for Nasdaq Members Using the NASDAQ Options Market (“NOM”) 2009-01-26T00:00:00-08:00 2009-01-26T00:00:00-08:00 E9-1465 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1465.pdf https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1464.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Post-Only Order 2009-01-26T00:00:00-08:00 2009-01-26T00:00:00-08:00 E9-1464 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1464.pdf https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1463.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until March 9, 2009, the Operation of Interim NYSE Rule 128 Which Permits the Exchange To Cancel or Adjust Clearly Erroneous Executions If They Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions That Occur in the Event of a System Disruption or System Malfunction 2009-01-26T00:00:00-08:00 2009-01-26T00:00:00-08:00 E9-1463 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1463.pdf https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1462.html Notice - Submission for OMB Review; Comment Request 2009-01-26T00:00:00-08:00 2009-01-26T00:00:00-08:00 E9-1462 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1462.pdf https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1461.html Notice - Submission for OMB Review; Comment Request 2009-01-26T00:00:00-08:00 2009-01-26T00:00:00-08:00 E9-1461 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1461.pdf https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1460.html Notice - Submission for OMB Review; Comment Request 2009-01-26T00:00:00-08:00 2009-01-26T00:00:00-08:00 E9-1460 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1460.pdf https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1459.html Notice - Submission for OMB Review; Comment Request 2009-01-26T00:00:00-08:00 2009-01-26T00:00:00-08:00 E9-1459 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1459.pdf https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1458.html Notice - Submission for OMB Review; Comment Request 2009-01-26T00:00:00-08:00 2009-01-26T00:00:00-08:00 E9-1458 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1458.pdf https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1173.html Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act 2009-01-26T00:00:00-08:00 2009-01-26T00:00:00-08:00 E9-1173 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1173.pdf https://regulations.justia.com/regulations/fedreg/2009/01/26/E9-1035.html Rule - Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies 2009-01-26T00:00:00-08:00 2009-01-26T00:00:00-08:00 E9-1035 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-01-26/pdf/E9-1035.pdf