<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/01/23?registers=between Fri, 27 Dec 2024 00:58:49 -0800 Fri, 27 Dec 2024 00:58:49 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/01/23?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Adding Liquidity Only Order https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1300.html https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1300.html Fri, 23 Jan 2009 00:00:00 -0800 E9-1300 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-23/pdf/E9-1300.pdf Notice - Calamos Convertible Opportunities and Income Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1299.html https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1299.html Fri, 23 Jan 2009 00:00:00 -0800 E9-1299 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-23/pdf/E9-1299.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 5280 (Trading Ahead of Research Reports) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1298.html https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1298.html Fri, 23 Jan 2009 00:00:00 -0800 E9-1298 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-23/pdf/E9-1298.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Phlx Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1297.html https://regulations.justia.com/regulations/fedreg/2009/01/23/E9-1297.html Fri, 23 Jan 2009 00:00:00 -0800 E9-1297 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-23/pdf/E9-1297.pdf