<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/01/13?registers=between Sun, 24 Nov 2024 22:07:02 -0800 Sun, 24 Nov 2024 22:07:02 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/01/13?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-462.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-462.html Tue, 13 Jan 2009 00:00:00 -0800 E9-462 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-462.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change Related to Obvious Error Rules https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-461.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-461.html Tue, 13 Jan 2009 00:00:00 -0800 E9-461 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-461.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-444.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-444.html Tue, 13 Jan 2009 00:00:00 -0800 E9-444 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-444.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-443.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-443.html Tue, 13 Jan 2009 00:00:00 -0800 E9-443 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-443.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-442.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-442.html Tue, 13 Jan 2009 00:00:00 -0800 E9-442 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-442.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Establish a Transparency System for Municipal Auction Rate Securities and Municipal Variable Rate Demand Obligations https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-441.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-441.html Tue, 13 Jan 2009 00:00:00 -0800 E9-441 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-441.pdf Notice - Macquarie Global Infrastructure Total Return Fund Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-440.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-440.html Tue, 13 Jan 2009 00:00:00 -0800 E9-440 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-440.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to BOX Rules Governing Doing Business With the Public https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-439.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-439.html Tue, 13 Jan 2009 00:00:00 -0800 E9-439 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-439.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, To Amend the FINRA Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-438.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-438.html Tue, 13 Jan 2009 00:00:00 -0800 E9-438 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-438.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change to Require Limited Partnerships to Obtain Shareholder Approval for the Use of Equity Compensation and Make Other Clarifying Changes to the Listing Requirements for Limited Partnerships https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-437.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-437.html Tue, 13 Jan 2009 00:00:00 -0800 E9-437 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-437.pdf Notice - SunAmerica Focused Alpha Growth Fund, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-416.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-416.html Tue, 13 Jan 2009 00:00:00 -0800 E9-416 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-416.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 1500 (“MatchPoint”) To Clarify the Functionality of the Intra-Day Matching Sessions in Relation to Order Entry, Correction and Cancellation Capabilities, and When the MatchPoint System Cancels Unexecuted Orders Back to the User and Disseminates Intra-Day and After Hours Trade Reports https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-415.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-415.html Tue, 13 Jan 2009 00:00:00 -0800 E9-415 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-415.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Introduce a NYSE Order Imbalance Information Fee https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-414.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-414.html Tue, 13 Jan 2009 00:00:00 -0800 E9-414 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-414.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-413.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-413.html Tue, 13 Jan 2009 00:00:00 -0800 E9-413 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-413.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Regarding Fees for the CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-391.html https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-391.html Tue, 13 Jan 2009 00:00:00 -0800 E9-391 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-391.pdf