Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/01/13?limit=200&registers=between&mode=atom 2024-05-23T13:30:36-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-462.html Notice - Sunshine Act Meeting 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-462 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-462.pdf https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-461.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change Related to Obvious Error Rules 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-461 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-461.pdf https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-444.html Notice - Submission for OMB Review; Comment Request 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-444 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-444.pdf https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-443.html Notice - Submission for OMB Review; Comment Request 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-443 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-443.pdf https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-442.html Notice - Submission for OMB Review; Comment Request 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-442 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-442.pdf https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-441.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Establish a Transparency System for Municipal Auction Rate Securities and Municipal Variable Rate Demand Obligations 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-441 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-441.pdf https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-440.html Notice - Macquarie Global Infrastructure Total Return Fund Inc., et al.; Notice of Application 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-440 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-440.pdf https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-439.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to BOX Rules Governing Doing Business With the Public 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-439 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-439.pdf https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-438.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto, To Amend the FINRA Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-438 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-438.pdf https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-437.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change to Require Limited Partnerships to Obtain Shareholder Approval for the Use of Equity Compensation and Make Other Clarifying Changes to the Listing Requirements for Limited Partnerships 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-437 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-437.pdf https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-416.html Notice - SunAmerica Focused Alpha Growth Fund, Inc., et al.; Notice of Application 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-416 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-416.pdf https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-415.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 1500 (“MatchPoint”) To Clarify the Functionality of the Intra-Day Matching Sessions in Relation to Order Entry, Correction and Cancellation Capabilities, and When the MatchPoint System Cancels Unexecuted Orders Back to the User and Disseminates Intra-Day and After Hours Trade Reports 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-415 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-415.pdf https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-414.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Introduce a NYSE Order Imbalance Information Fee 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-414 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-414.pdf https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-413.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Fee Schedule 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-413 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-413.pdf https://regulations.justia.com/regulations/fedreg/2009/01/13/E9-391.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Regarding Fees for the CBOE Stock Exchange 2009-01-13T00:00:00-08:00 2009-01-13T00:00:00-08:00 E9-391 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-13/pdf/E9-391.pdf