<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/01/07?registers=between Thu, 23 May 2024 12:52:30 -0700 Thu, 23 May 2024 12:52:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/01/07?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-9.html https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-9.html Wed, 07 Jan 2009 00:00:00 -0800 E9-9 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-07/pdf/E9-9.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NYSE Arca Realtime Reference Prices Service https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-8.html https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-8.html Wed, 07 Jan 2009 00:00:00 -0800 E9-8 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-07/pdf/E9-8.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-7.html https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-7.html Wed, 07 Jan 2009 00:00:00 -0800 E9-7 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-07/pdf/E9-7.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Amending Rule 5.2(j)(6) To Increase the Permissible Aggregate Weight of Underlying Foreign Country Securities https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-6.html https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-6.html Wed, 07 Jan 2009 00:00:00 -0800 E9-6 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-07/pdf/E9-6.pdf Notice - Self-Regulatory Organizations; NYSE Alternext U.S. LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the NYSE Alternext Bonds System Fee Schedule Which Is Currently Set To Expire on December 31, 2008 as Well as Make Technical Amendments to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-5.html https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-5.html Wed, 07 Jan 2009 00:00:00 -0800 E9-5 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-07/pdf/E9-5.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program That Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-4.html https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-4.html Wed, 07 Jan 2009 00:00:00 -0800 E9-4 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-07/pdf/E9-4.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Liquidity Provider Credit on the NYSE Bonds System https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-3.html https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-3.html Wed, 07 Jan 2009 00:00:00 -0800 E9-3 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-07/pdf/E9-3.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Extending the Implementation of the NYSE Alternext Book Clerk Program From January 1, 2009 Through March 31, 2009 https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-2.html https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-2.html Wed, 07 Jan 2009 00:00:00 -0800 E9-2 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-07/pdf/E9-2.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending the Minor Rule Plan To Increase Certain Sanctions https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-16.html https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-16.html Wed, 07 Jan 2009 00:00:00 -0800 E9-16 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-07/pdf/E9-16.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Amendments to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes To Address Motions To Dismiss and To Amend the Eligibility Rule Related to Dismissals https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-12.html https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-12.html Wed, 07 Jan 2009 00:00:00 -0800 E9-12 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-07/pdf/E9-12.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add NASDAQ OMX BX, Inc., as a Party Thereto https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-11.html https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-11.html Wed, 07 Jan 2009 00:00:00 -0800 E9-11 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-07/pdf/E9-11.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NASDAQ Last Sale Data Feeds https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-10.html https://regulations.justia.com/regulations/fedreg/2009/01/07/E9-10.html Wed, 07 Jan 2009 00:00:00 -0800 E9-10 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-07/pdf/E9-10.pdf