Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2009/01/02?limit=200&registers=between&mode=atom 2024-11-24T01:32:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31205.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendments to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add New York Stock Exchange LLC, NYSE Arca, Inc., NYSE Alternext US LLC and Chicago Board Options Exchange, Incorporated as Parties Thereto 2009-01-02T00:00:00-08:00 2009-01-02T00:00:00-08:00 E8-31205 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31205.pdf https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31204.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2267 (Investor Education and Protection) in the Consolidated FINRA Rulebook 2009-01-02T00:00:00-08:00 2009-01-02T00:00:00-08:00 E8-31204 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31204.pdf https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31203.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Adopting a Limited Exemption From OATS Order Data Recordation Requirements for Registered Options Market Makers 2009-01-02T00:00:00-08:00 2009-01-02T00:00:00-08:00 E8-31203 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31203.pdf https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31193.html Notice - Order Granting Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection with Request of Liffe Administration and Management and Lch.Clearnet Ltd. Related to Central Clearing of Credit Default Swaps, and Request for Comments 2009-01-02T00:00:00-08:00 2009-01-02T00:00:00-08:00 E8-31193 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31193.pdf https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31192.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Amendment of the International Securities Exchange Holdings, Inc.'s Certificate of Incorporation 2009-01-02T00:00:00-08:00 2009-01-02T00:00:00-08:00 E8-31192 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31192.pdf https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31191.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market 2009-01-02T00:00:00-08:00 2009-01-02T00:00:00-08:00 E8-31191 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31191.pdf https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31190.html Notice - Order Pursuant to Section 36 of the Securities Exchange Act of 1934 Granting Temporary Exemptions From Sections 5 and 6 of the Exchange Act for Broker-Dealers and Exchanges Effecting Transactions in Credit Default Swaps 2009-01-02T00:00:00-08:00 2009-01-02T00:00:00-08:00 E8-31190 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31190.pdf https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31150.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market Retroactive to September 1, 2008 2009-01-02T00:00:00-08:00 2009-01-02T00:00:00-08:00 E8-31150 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31150.pdf https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31149.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Adopt a Trade, Flash and Cancel Order Type for CBSX 2009-01-02T00:00:00-08:00 2009-01-02T00:00:00-08:00 E8-31149 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31149.pdf https://regulations.justia.com/regulations/fedreg/2009/01/02/E8-31148.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposal To Eliminate $3 Underlying Price Requirement for Continued Listing and Listing of Additional Series 2009-01-02T00:00:00-08:00 2009-01-02T00:00:00-08:00 E8-31148 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-01-02/pdf/E8-31148.pdf