Securities and Exchange Commission 2008 – Federal Register Recent Federal Regulation Documents

Results 251 - 300 of 1,859
Proposed Collection; Comment Request
Document Number: E8-26572
Type: Notice
Date: 2008-11-07
Agency: Securities and Exchange Commission, Agencies and Commissions
Wells Fargo Funds Trust, et al.; Notice of Application
Document Number: E8-26488
Type: Notice
Date: 2008-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940
Document Number: E8-26441
Type: Notice
Date: 2008-11-06
Agency: Securities and Exchange Commission, Agencies and Commissions
Applicant seeks an order declaring that it has ceased to be an investment company. On December 31, 1997, applicant transferred its assets to Eaton Vance Municipal Bond Fund, a series of Eaton Vance Mutual Funds Trust, based on net asset value. Expenses of $15,000 incurred in connection with the reorganization were paid by applicant. Filing Dates: The application was filed on August 11, 2008, and amended on September 29, 2008. Applicant's Address: The Eaton Vance Building, 255 State St., Boston, MA 02109.
Allianz Life Insurance Company of North America, et al; Notice of Application
Document Number: E8-26390
Type: Notice
Date: 2008-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-26389
Type: Notice
Date: 2008-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
Approval of Investment Adviser Registration Depository Filing Fees
Document Number: E8-26307
Type: Notice
Date: 2008-11-05
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'' or ``SEC'') is, for nine months, waiving Investment Adviser Registration Depository annual and initial filing fees for all advisers.
Sunshine Act Meeting
Document Number: E8-26276
Type: Notice
Date: 2008-11-04
Agency: Securities and Exchange Commission, Agencies and Commissions
Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E
Document Number: E8-26183
Type: Rule
Date: 2008-11-04
Agency: Securities and Exchange Commission, Agencies and Commissions
We are adopting several amendments to rules regarding our Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. Specifically, we are amending our rules to make mandatory the electronic submission on EDGAR of applications for orders under any section of the Investment Company Act of 1940 (``Investment Company Act'') as well as Regulation E filings of small business investment companies and business development companies. We also are amending the electronic filing rules to make the temporary hardship exemption unavailable for submission of applications under the Investment Company Act. Finally, we are amending Rule 0-2 under the Investment Company Act, eliminating the requirement that certain documents accompanying an application be notarized and the requirement that applicants submit a draft notice as an exhibit to an application.
Proposed Collection; Comment Request
Document Number: E8-25865
Type: Notice
Date: 2008-10-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-25864
Type: Notice
Date: 2008-10-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Reserve Municipal Money-Market Trust, et al.; Notice of Application and Temporary Order
Document Number: E8-25862
Type: Notice
Date: 2008-10-31
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-25867
Type: Notice
Date: 2008-10-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-25866
Type: Notice
Date: 2008-10-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-25863
Type: Notice
Date: 2008-10-30
Agency: Securities and Exchange Commission, Agencies and Commissions
Hat Trick Beverage, Inc.; Order of Suspension of Trading
Document Number: E8-25881
Type: Notice
Date: 2008-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
The Reserve Fund; Notice of Application
Document Number: E8-25807
Type: Notice
Date: 2008-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E8-25715
Type: Notice
Date: 2008-10-29
Agency: Securities and Exchange Commission, Agencies and Commissions