Securities and Exchange Commission 2008 – Federal Register Recent Federal Regulation Documents

Results 51 - 100 of 1,859
In the Matter of Yatinoo, Inc.; Corrected Order of Suspension of Trading
Document Number: E8-30345
Type: Notice
Date: 2008-12-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E8-30181
Type: Notice
Date: 2008-12-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E8-30088
Type: Notice
Date: 2008-12-19
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-29971
Type: Notice
Date: 2008-12-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: E8-29970
Type: Notice
Date: 2008-12-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-29969
Type: Notice
Date: 2008-12-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-29968
Type: Notice
Date: 2008-12-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-29966
Type: Notice
Date: 2008-12-18
Agency: Securities and Exchange Commission, Agencies and Commissions
National Lampoon, Inc., and Advatech Corporation; Order of Suspension of Trading
Document Number: E8-30082
Type: Notice
Date: 2008-12-17
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E8-29849
Type: Notice
Date: 2008-12-17
Agency: Securities and Exchange Commission, Agencies and Commissions
TIAA-CREF Life Funds, et al.
Document Number: E8-29697
Type: Notice
Date: 2008-12-16
Agency: Securities and Exchange Commission, Agencies and Commissions
Sunshine Act Meeting
Document Number: E8-29683
Type: Notice
Date: 2008-12-15
Agency: Securities and Exchange Commission, Agencies and Commissions
TWB Investment Partnership, L.P., et al.; Notice of Application
Document Number: E8-29560
Type: Notice
Date: 2008-12-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-29509
Type: Notice
Date: 2008-12-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-29508
Type: Notice
Date: 2008-12-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-29507
Type: Notice
Date: 2008-12-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-29506
Type: Notice
Date: 2008-12-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-29505
Type: Notice
Date: 2008-12-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Comment Request
Document Number: E8-29504
Type: Notice
Date: 2008-12-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: E8-29503
Type: Notice
Date: 2008-12-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Amendment to Municipal Securities Disclosure
Document Number: E8-29336
Type: Rule
Date: 2008-12-15
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission (``Commission'') is adopting amendments to a rule under the Securities Exchange Act of 1934 (``Exchange Act'') relating to municipal securities disclosure. This final rule amends certain requirements regarding the information that the broker, dealer, or municipal securities dealer acting as an underwriter in a primary offering of municipal securities must reasonably determine that an issuer of municipal securities or an obligated person has undertaken, in a written agreement or contract for the benefit of holders of the issuer's municipal securities, to provide. Specifically, the amendments require the broker, dealer, or municipal securities dealer to reasonably determine that the issuer or obligated person has agreed: To provide the information covered by the written agreement to the Municipal Securities Rulemaking Board (``MSRB'' or ``Board''), instead of to multiple nationally recognized municipal securities information repositories (``NRMSIRs'') and state information depositories (``SIDs''); and to provide such information in an electronic format and accompanied by identifying information as prescribed by the MSRB. The Commission's rulemaking is intended to improve the availability of information about municipal securities to investors, market professionals, and the public generally. Concurrently, we have approved a companion proposal by the MSRB relating to its Electronic Municipal Market Access (``EMMA'') system for municipal securities disclosures. Finally, we are withdrawing proposed amendments to the Rule, issued in 2006, that would have eliminated the MSRB as a location to which issuers could submit certain municipal disclosure documents.
RiverSource Life Insurance Company, et al., Notice of Application
Document Number: E8-29312
Type: Notice
Date: 2008-12-11
Agency: Securities and Exchange Commission, Agencies and Commissions
Order Granting Registration of Egan-Jones Rating Company To Add Two Additional Classes of Credit Ratings
Document Number: E8-29157
Type: Notice
Date: 2008-12-10
Agency: Securities and Exchange Commission, Agencies and Commissions