<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/12?registers=between&min-day=1&max-day=31 Sat, 27 Apr 2024 16:01:09 -0700 Sat, 27 Apr 2024 16:01:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2008/12?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Routing to an Affiliated Exchange https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31130.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31130.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31130 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31130.pdf Proposed Rule - Records Services, Fee Schedule https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31127.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31127.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31127 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31127.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish Its New Risk Management Gateway Service https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31102.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31102.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31102 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31102.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Proposed Rule Change To Establish Its New Risk Management Gateway Service https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31101.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31101.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31101 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31101.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend to March 27, 2009, the Operative Date of New York Stock Exchange Rule 2 Requirement That NYSE-Only Member Organizations Apply for and Be Approved as a Member of the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31100.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31100.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31100 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31100.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. Amending NYSE Arca Equities Rule 5.2(j)(6), the Exchange's Initial Listing Standards for Equity Index-Linked Securities, Commodity-Linked Securities, Currency-Linked Securities, Fixed Income Index-Linked Securities, Futures-Linked Securities and Multifactor Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31098.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31098.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31098 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31098.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Incorporated; Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Establish New Rules for Membership, Member Conduct, and the Listing and Trading of Cash Equity Securities; Order Granting an Exemption for the Boston Stock Exchange, Incorporated From Section 11A(b) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31094.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31094.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31094 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31094.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31093.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31093.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31093 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31093.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31092.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31092.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31092 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31092.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31091.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31091.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31091 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31091.pdf Notice - Citigroup Global Markets Inc., et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31090.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31090.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31090 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31090.pdf Notice - Grail Advisors, LLC and Grail Advisors' Alpha ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31089.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31089.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31089 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31089.pdf Notice - Sun Life Assurance Company of Canada (U.S.), et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31088.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31088.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31088 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31088.pdf Notice - UBS Securities LLC, et al.; Notice of Application and Temporary Order https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31087.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31087.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31087 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31087.pdf Notice - AdvisorShares Investments, LLC and AdvisorShares Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31086.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31086.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31086 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31086.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31085.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31085.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31085 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31085.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Proposed Rule Change Amending Rules Governing the Trading of Listed Options on NYSE Amex https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31053.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31053.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31053 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31053.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Clarify Amendments to “Other Securities” Initial Listing Standards https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31052.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31052.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31052 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31052.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Proposed Rule Change To Amend NASD Interpretive Material (IM) 2110-2 (Trading Ahead of Customer Limit Order) https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31051.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31051.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31051 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31051.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Close of Trading on the ISE Stock Exchange https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31050.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31050.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31050 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31050.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish a Trading License Fee for 2009 and Amend Certain Other Floor Fees https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31049.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31049.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31049 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31049.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change As Amended To Increase Liquidity Resources https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31048.html https://regulations.justia.com/regulations/fedreg/2008/12/31/E8-31048.html Wed, 31 Dec 2008 00:00:00 -0800 E8-31048 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-31/pdf/E8-31048.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Amend the Sanctioning Guidelines https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30938.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30938.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30938 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30938.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE Alternext https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30898.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30898.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30898 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30898.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Amend the Requirements of Section 203.01 of the Listed Company Manual with respect to Annual Reports https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30897.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30897.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30897 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30897.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Purchase by International Securities Exchange Holdings, Inc., of an Ownership Interest in Direct Edge Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30862.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30862.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30862 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30862.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30861.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30861.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30861 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30861.pdf Notice - Order Granting Application for a Temporary Conditional Exemption Pursuant to Section 36(a) of the Exchange Act by the International Securities Exchange, LLC Relating to the Acquisition by International Securities Exchange Holdings, Inc. of an Electronic Communications Network https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30860.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30860.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30860 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30860.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To List Options on the Mini-Nasdaq-100 Index at $1 Strike Price Intervals https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30859.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30859.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30859 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30859.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30858.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30858.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30858 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30858.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting of Transfers of Securities Subject to an Asset Purchase Agreement https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30857.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30857.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30857 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30857.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of the Hybrid Rule Pertaining to Orders Represented in Open Outcry https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30856.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30856.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30856 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30856.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30855.html https://regulations.justia.com/regulations/fedreg/2008/12/30/E8-30855.html Tue, 30 Dec 2008 00:00:00 -0800 E8-30855 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-30/pdf/E8-30855.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5240 (Anti Intimidation / Coordination) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30790.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30790.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30790 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30790.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30789.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30789.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30789 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30789.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Name of BATS Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30788.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30788.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30788 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30788.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC That the $8,000,000 Annual Trading Floor Regulatory Fee Allocated Among the Designated Market Maker Firms, Formerly Referred to as the “Specialist Trading Floor Regulatory Fee,” Be Reduced by 50% for 2008, and Eliminated Thereafter https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30787.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30787.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30787 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30787.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Applicant and Member Disqualification Criteria https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30786.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30786.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30786 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30786.pdf Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Adoption of NASD Rules 12805 and 13805 as FINRA Rules in the New Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30785.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30785.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30785 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30785.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Discontinue Policy of Prohibiting Transfer Agents from Charging Fees for Issuing Stock Certificates https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30784.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30784.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30784 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30784.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend Rules to Add an Agreement from Fund Members that Submit Mutual Fund Profile Information https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30783.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30783.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30783 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30783.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30782.html https://regulations.justia.com/regulations/fedreg/2008/12/29/E8-30782.html Mon, 29 Dec 2008 00:00:00 -0800 E8-30782 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-29/pdf/E8-30782.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2009 https://regulations.justia.com/regulations/fedreg/2008/12/23/E8-30431.html https://regulations.justia.com/regulations/fedreg/2008/12/23/E8-30431.html Tue, 23 Dec 2008 00:00:00 -0800 E8-30431 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-23/pdf/E8-30431.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change to Amend Exchange Rule 4.21 Relating to Third Party Deposits https://regulations.justia.com/regulations/fedreg/2008/12/23/E8-30408.html https://regulations.justia.com/regulations/fedreg/2008/12/23/E8-30408.html Tue, 23 Dec 2008 00:00:00 -0800 E8-30408 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-23/pdf/E8-30408.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving a Proposed Rule Change To Implement a New Service To Allow Issuers To Track and Limit the Number of Beneficial Owners for an Individual CUSIP https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30322.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30322.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30322 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30322.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the Boston Stock Exchange, Incorporated https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30321.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30321.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30321 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30321.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30320.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30320.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30320 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30320.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules00 https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30319.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30319.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30319 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30319.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of the Exchange https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30318.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30318.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30318 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30318.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30317.html https://regulations.justia.com/regulations/fedreg/2008/12/22/E8-30317.html Mon, 22 Dec 2008 00:00:00 -0800 E8-30317 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-22/pdf/E8-30317.pdf Notice - In the Matter of Yatinoo, Inc.; Corrected Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/12/19/E8-30345.html https://regulations.justia.com/regulations/fedreg/2008/12/19/E8-30345.html Fri, 19 Dec 2008 00:00:00 -0800 E8-30345 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-19/pdf/E8-30345.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/12/19/E8-30181.html https://regulations.justia.com/regulations/fedreg/2008/12/19/E8-30181.html Fri, 19 Dec 2008 00:00:00 -0800 E8-30181 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-19/pdf/E8-30181.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/12/19/E8-30088.html https://regulations.justia.com/regulations/fedreg/2008/12/19/E8-30088.html Fri, 19 Dec 2008 00:00:00 -0800 E8-30088 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-19/pdf/E8-30088.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Arbitration Uniform Submission Agreement and Related Rules https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30069.html https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30069.html Thu, 18 Dec 2008 00:00:00 -0800 E8-30069 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-30069.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Class Quoting Limit in One Option Class https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30068.html https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30068.html Thu, 18 Dec 2008 00:00:00 -0800 E8-30068 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-30068.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.47A To Reduce the Order Exposure Period from Three Seconds to One Second https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30067.html https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30067.html Thu, 18 Dec 2008 00:00:00 -0800 E8-30067 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-30067.pdf Notice - Self-Regulatory Organizations: Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Supervision of Market Letters https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30066.html https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-30066.html Thu, 18 Dec 2008 00:00:00 -0800 E8-30066 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-30066.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29971.html https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29971.html Thu, 18 Dec 2008 00:00:00 -0800 E8-29971 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29971.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29970.html https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29970.html Thu, 18 Dec 2008 00:00:00 -0800 E8-29970 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29970.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29969.html https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29969.html Thu, 18 Dec 2008 00:00:00 -0800 E8-29969 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29969.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29968.html https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29968.html Thu, 18 Dec 2008 00:00:00 -0800 E8-29968 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29968.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Bid Price Required for Initial Listing on the Nasdaq Global and Global Select Markets from $5 to $4 https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29967.html https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29967.html Thu, 18 Dec 2008 00:00:00 -0800 E8-29967 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29967.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29966.html https://regulations.justia.com/regulations/fedreg/2008/12/18/E8-29966.html Thu, 18 Dec 2008 00:00:00 -0800 E8-29966 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-18/pdf/E8-29966.pdf Notice - National Lampoon, Inc., and Advatech Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-30082.html https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-30082.html Wed, 17 Dec 2008 00:00:00 -0800 E8-30082 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-30082.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by Chicago Board Options Exchange, Incorporated Regarding Fees for the CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29903.html https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29903.html Wed, 17 Dec 2008 00:00:00 -0800 E8-29903 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29903.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Cancellation Fees https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29902.html https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29902.html Wed, 17 Dec 2008 00:00:00 -0800 E8-29902 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29902.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 104T To Make a Technical Amendment To Delete Language Relating to Orders Received by NYSE Systems and DMM Yielding; Clarifying the Duration of the Provisions of Rule 104T; Making Technical Amendments to Rule 98 and Rule 123E To Update Rule References for DMM Net Capital Requirements; Rescinding Paragraph (g) of Rule 123; and Making Conforming Changes to Certain Exchange Rules To Replace the Term “Specialist” with “DMM” https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29901.html https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29901.html Wed, 17 Dec 2008 00:00:00 -0800 E8-29901 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29901.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by The Depository Trust Company Relating to Eliminating the SRO Requirement as a Condition of DTC-Eligibility for Securities That Are Eligible for Resale Under Rule 144A Under the Securities Act of 1933 https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29900.html https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29900.html Wed, 17 Dec 2008 00:00:00 -0800 E8-29900 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29900.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29849.html https://regulations.justia.com/regulations/fedreg/2008/12/17/E8-29849.html Wed, 17 Dec 2008 00:00:00 -0800 E8-29849 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-17/pdf/E8-29849.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Relating to Reduction of Option Limit Order Exposure Periods From Three Seconds to One Second https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29731.html https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29731.html Tue, 16 Dec 2008 00:00:00 -0800 E8-29731 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29731.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend Section 4(c) of Schedule A of the FINRA By-Laws To Increase Certain Qualification Examination Fees https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29702.html https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29702.html Tue, 16 Dec 2008 00:00:00 -0800 E8-29702 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29702.pdf Notice - TIAA-CREF Life Funds, et al. https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29697.html https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29697.html Tue, 16 Dec 2008 00:00:00 -0800 E8-29697 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29697.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Proposed Rule Change To Adopt FINRA Rule 2114 (Recommendations to Customers in OTC Equity Securities) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29696.html https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29696.html Tue, 16 Dec 2008 00:00:00 -0800 E8-29696 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29696.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade the Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29695.html https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29695.html Tue, 16 Dec 2008 00:00:00 -0800 E8-29695 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29695.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Member Market-Maker Transaction Fees https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29682.html https://regulations.justia.com/regulations/fedreg/2008/12/16/E8-29682.html Tue, 16 Dec 2008 00:00:00 -0800 E8-29682 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-16/pdf/E8-29682.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29683.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29683.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29683 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29683.pdf Notice - TWB Investment Partnership, L.P., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29560.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29560.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29560 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29560.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Relating to Quoting Obligations for Competitive Market Makers https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29559.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29559.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29559 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29559.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Adopt a Policy Relating to Its Treatment of Trade Reports That It Determines To Be Inconsistent With the Prevailing Market https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29558.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29558.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29558 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29558.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Revise the Listing and Annual Fees Applicable to Paired Trust Shares https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29557.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29557.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29557 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29557.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to FLEX Options Expirations https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29556.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29556.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29556 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29556.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to Alternative Primary Market Makers https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29555.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29555.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29555 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29555.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending for Three Months to March 31, 2009 the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110 https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29554.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29554.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29554 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29554.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29509.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29509.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29509 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29509.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29508.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29508.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29508 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29508.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29507.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29507.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29507 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29507.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29506.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29506.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29506 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29506.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29505.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29505.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29505 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29505.pdf Notice - Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29504.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29504.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29504 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29504.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29503.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29503.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29503 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29503.pdf Rule - Amendment to Municipal Securities Disclosure https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29336.html https://regulations.justia.com/regulations/fedreg/2008/12/15/E8-29336.html Mon, 15 Dec 2008 00:00:00 -0800 E8-29336 Rule http://www.gpo.gov/fdsys/pkg/FR-2008-12-15/pdf/E8-29336.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Establishment of a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA) https://regulations.justia.com/regulations/fedreg/2008/12/12/E8-29376.html https://regulations.justia.com/regulations/fedreg/2008/12/12/E8-29376.html Fri, 12 Dec 2008 00:00:00 -0800 E8-29376 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-12/pdf/E8-29376.pdf Notice - RiverSource Life Insurance Company, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2008/12/11/E8-29312.html https://regulations.justia.com/regulations/fedreg/2008/12/11/E8-29312.html Thu, 11 Dec 2008 00:00:00 -0800 E8-29312 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-11/pdf/E8-29312.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rules Relating to Appointment Costs https://regulations.justia.com/regulations/fedreg/2008/12/11/E8-29252.html https://regulations.justia.com/regulations/fedreg/2008/12/11/E8-29252.html Thu, 11 Dec 2008 00:00:00 -0800 E8-29252 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-11/pdf/E8-29252.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Late Exercises https://regulations.justia.com/regulations/fedreg/2008/12/11/E8-29250.html https://regulations.justia.com/regulations/fedreg/2008/12/11/E8-29250.html Thu, 11 Dec 2008 00:00:00 -0800 E8-29250 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-11/pdf/E8-29250.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NYSE Arca Realtime Reference Prices Service https://regulations.justia.com/regulations/fedreg/2008/12/10/Z8-26627.html https://regulations.justia.com/regulations/fedreg/2008/12/10/Z8-26627.html Wed, 10 Dec 2008 00:00:00 -0800 Z8-26627 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/Z8-26627.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to the Listing and Trading Options on Shares of the iShares COMEX Gold Trust and the iShares Silver Trust https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29200.html https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29200.html Wed, 10 Dec 2008 00:00:00 -0800 E8-29200 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29200.pdf Notice - Order Granting Registration of Egan-Jones Rating Company To Add Two Additional Classes of Credit Ratings https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29157.html https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29157.html Wed, 10 Dec 2008 00:00:00 -0800 E8-29157 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29157.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes Relating to iShares COMEX Gold Trust and iShares Silver Trust Shares https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29156.html https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29156.html Wed, 10 Dec 2008 00:00:00 -0800 E8-29156 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29156.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Trust Certificates https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29155.html https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29155.html Wed, 10 Dec 2008 00:00:00 -0800 E8-29155 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29155.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Revise Its Initial Listing Process To Eliminate the Current Appeal Process for Initial Listing Decisions, Add a New Confidential Pre-Application Eligibility Review Process, and Upgrade Its Listing Requirements by Eliminating the Alternative Listing Standards https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29154.html https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29154.html Wed, 10 Dec 2008 00:00:00 -0800 E8-29154 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29154.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer a New Order Type Known as the Adding Liquidity Only Order https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29153.html https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29153.html Wed, 10 Dec 2008 00:00:00 -0800 E8-29153 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29153.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC To Adopt a Price List for Equity Transactions after the Relocation of NYSE Alternext Equities Trading and To Establish Certain Other Fees https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29137.html https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29137.html Wed, 10 Dec 2008 00:00:00 -0800 E8-29137 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29137.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the Nasdaq Options Market https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29136.html https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29136.html Wed, 10 Dec 2008 00:00:00 -0800 E8-29136 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29136.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Amend the Applicant Disqualification Criteria Contained in Its Rules https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29135.html https://regulations.justia.com/regulations/fedreg/2008/12/10/E8-29135.html Wed, 10 Dec 2008 00:00:00 -0800 E8-29135 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-10/pdf/E8-29135.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Amend Membership Disqualification Criteria Rules https://regulations.justia.com/regulations/fedreg/2008/12/09/E8-29037.html https://regulations.justia.com/regulations/fedreg/2008/12/09/E8-29037.html Tue, 09 Dec 2008 00:00:00 -0800 E8-29037 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-09/pdf/E8-29037.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Setting Aside Action by Delegated Authority and Approving Proposed Rule Change Relating to NYSE Arca Data https://regulations.justia.com/regulations/fedreg/2008/12/09/E8-28908.html https://regulations.justia.com/regulations/fedreg/2008/12/09/E8-28908.html Tue, 09 Dec 2008 00:00:00 -0800 E8-28908 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-09/pdf/E8-28908.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Related to Obvious Error Rules https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28965.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28965.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28965 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28965.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Stock Loan/Hedge Program https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28964.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28964.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28964 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28964.pdf Notice - Self-Regulatory Organizations; the Depository Trust Company; Order Granting Approval of a Proposed Rule Change To Eliminate the Ability To Obtain a Physical Certificate From DTC for Issues That Are Eligible and Participating in the Direct Registration System https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28963.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28963.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28963 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28963.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28962.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28962.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28962 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28962.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Collection of Financial Industry Regulatory Authority Section 3 Regulatory Fees https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28961.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28961.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28961 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28961.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc., Relating to XLE® Fees https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28960.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28960.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28960 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28960.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Certain Market Maker Quoting Violations Punishable Under Its Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28959.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28959.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28959 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28959.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of an Amendment to the National Market System Plan for the Selection and Reservation of Securities Symbols To Add the International Securities Exchange, LLC as a Party Thereto https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28958.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28958.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28958 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28958.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Enhancements to the Nasdaq Regulation Reconnaissance Service https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28957.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28957.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28957 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28957.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28956.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28956.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28956 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28956.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change by NYSE Alternext US LLC for Retroactive Application of a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28955.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28955.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28955 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28955.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Alternext US LLC To Implement a Previously Adopted Revenue Sharing Program for ETF Quoting Participants on the Exchange https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28954.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28954.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28954 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28954.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28953.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28953.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28953 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28953.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28909.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28909.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28909 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28909.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28907.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28907.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28907 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28907.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28885.html https://regulations.justia.com/regulations/fedreg/2008/12/08/E8-28885.html Mon, 08 Dec 2008 00:00:00 -0800 E8-28885 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-08/pdf/E8-28885.pdf Notice - Banc of America Funds Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2008/12/05/E8-28795.html https://regulations.justia.com/regulations/fedreg/2008/12/05/E8-28795.html Fri, 05 Dec 2008 00:00:00 -0800 E8-28795 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-05/pdf/E8-28795.pdf Notice - Self-Regulatory Organizations; NYSE Alternext U.S. LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Conform Its Rules With Those of the New York Stock Exchange https://regulations.justia.com/regulations/fedreg/2008/12/03/E8-28680.html https://regulations.justia.com/regulations/fedreg/2008/12/03/E8-28680.html Wed, 03 Dec 2008 00:00:00 -0800 E8-28680 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-03/pdf/E8-28680.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC To Establish the Minimum Price Variation of $0.0001 for Orders and Quotations in Equity Securities that are Priced Below $1.00 Per Share https://regulations.justia.com/regulations/fedreg/2008/12/03/E8-28679.html https://regulations.justia.com/regulations/fedreg/2008/12/03/E8-28679.html Wed, 03 Dec 2008 00:00:00 -0800 E8-28679 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-03/pdf/E8-28679.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Establish the Minimum Price Variation of $0.0001 for Orders and Quotations in Equity Securities That Are Priced Below $1.00 per Share https://regulations.justia.com/regulations/fedreg/2008/12/03/E8-28662.html https://regulations.justia.com/regulations/fedreg/2008/12/03/E8-28662.html Wed, 03 Dec 2008 00:00:00 -0800 E8-28662 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-03/pdf/E8-28662.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Halts in Managed Fund Shares and Actively Managed ETFs https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28559.html https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28559.html Tue, 02 Dec 2008 00:00:00 -0800 E8-28559 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28559.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand the Exception to NYSE Arca Equities Rule 3.10 To Allow Archipelago Securities to Route Orders to NYSE Arca https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28530.html https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28530.html Tue, 02 Dec 2008 00:00:00 -0800 E8-28530 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28530.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand the Exception to NYSE Rule 2B To Allow Archipelago Securities LLC To Route Orders to the NYSE in its Capacity as an Order Routing Facility of NYSE Alternext US LLC https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28499.html https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28499.html Tue, 02 Dec 2008 00:00:00 -0800 E8-28499 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28499.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Temporarily Increase the Number of Additional Quarterly Option Series https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28498.html https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28498.html Tue, 02 Dec 2008 00:00:00 -0800 E8-28498 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28498.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Use Its Broker Dealer Affiliate, Archipelago Securities, LLC, as Its Routing Broker https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28497.html https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28497.html Tue, 02 Dec 2008 00:00:00 -0800 E8-28497 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28497.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by NYSE Arca, Inc. Relating to Listing Shares of the GreenHaven Continuous Commodity Index Fund https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28496.html https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28496.html Tue, 02 Dec 2008 00:00:00 -0800 E8-28496 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28496.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Require Limited Partnerships To Obtain Shareholder Approval for the Use of Equity Compensation and Make Other Clarifying Changes to the Listing Requirements for Limited Partnerships https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28495.html https://regulations.justia.com/regulations/fedreg/2008/12/02/E8-28495.html Tue, 02 Dec 2008 00:00:00 -0800 E8-28495 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-02/pdf/E8-28495.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28428.html https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28428.html Mon, 01 Dec 2008 00:00:00 -0800 E8-28428 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28428.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28427.html https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28427.html Mon, 01 Dec 2008 00:00:00 -0800 E8-28427 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28427.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Web CRD Fingerprinting Fees https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28426.html https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28426.html Mon, 01 Dec 2008 00:00:00 -0800 E8-28426 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28426.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Share Options https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28425.html https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28425.html Mon, 01 Dec 2008 00:00:00 -0800 E8-28425 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28425.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending CBOE Rule 5.3 To Enable the Listing and Trading of Options on Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28424.html https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28424.html Mon, 01 Dec 2008 00:00:00 -0800 E8-28424 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28424.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Revising NYSE Arca Rule 5.3 To Enable the Listing and Trading of Options on Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28423.html https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28423.html Mon, 01 Dec 2008 00:00:00 -0800 E8-28423 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28423.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List Options on the Mini-Nasdaq-100 Index at $1 Strike Price Intervals https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28422.html https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28422.html Mon, 01 Dec 2008 00:00:00 -0800 E8-28422 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28422.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Boston Stock Exchange, Inc. To Temporarily Increase the Number of Additional Quarterly Option Series in Exchange-Traded Fund Share Options That May Be Listed on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28421.html https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28421.html Mon, 01 Dec 2008 00:00:00 -0800 E8-28421 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28421.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ OMX PHLX, Inc., Relating to Automated Openings in Index Options https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28420.html https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28420.html Mon, 01 Dec 2008 00:00:00 -0800 E8-28420 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28420.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing of Units of the United States Short Oil Fund https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28419.html https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28419.html Mon, 01 Dec 2008 00:00:00 -0800 E8-28419 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28419.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28418.html https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28418.html Mon, 01 Dec 2008 00:00:00 -0800 E8-28418 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28418.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28381.html https://regulations.justia.com/regulations/fedreg/2008/12/01/E8-28381.html Mon, 01 Dec 2008 00:00:00 -0800 E8-28381 Notice http://www.gpo.gov/fdsys/pkg/FR-2008-12-01/pdf/E8-28381.pdf